Brendan A. Kenny

LADENBURG THALMANN & CO.

New York, NY 10019

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CRD#: 2469476

Professional summary

Brendan Arthur Kenny is a registered financial professional currently at LADENBURG THALMANN & CO. INC. located in New York, New York.

Brendan is registered as a RR (Registered Representative) and started their career in finance in 1994. Brendan has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brendan Arthur Kenny's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2025 - Present

LADENBURG THALMANN & CO. INC.

Office #1: 640 5th Avenue 4th Floor, New York, NY 10019

CRD#: 505

New York, NY

Past

June 28, 2019 - June 30, 2025

COMPASS POINT RESEARCH & TRADING, LLC

CRD#: 126258

NEW YORK, NY

Past

April 16, 2007 - June 25, 2019

BOENNING & SCATTERGOOD, INC.

CRD#: 100

NEW YORK, NY

Past

April 26, 2005 - April 17, 2007

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

NEW YORK, NY

Past

July 9, 1999 - May 20, 2005

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

June 16, 1998 - June 17, 1999

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

February 13, 1997 - August 26, 1998

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

May 13, 1994 - February 14, 1997

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/8/2025)

Colorado
(7/8/2025)

Connecticut
(7/8/2025)

Florida
(7/8/2025)

Illinois
(7/8/2025)

Iowa
(7/8/2025)

Massachusetts
(7/8/2025)

Minnesota
(7/8/2025)

New Jersey
(7/8/2025)

New York
(7/8/2025)

Pennsylvania
(7/8/2025)

South Carolina
(7/8/2025)

Texas
(7/8/2025)

Virginia
(7/8/2025)

Washington
(7/8/2025)

Exams

State Security Law Exam

Series 63

Date: 6/2/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/24/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/12/1994

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

LADENBURG THALMANN & CO. INC.

LADENBURG THALMANN & CO. INC. | LADENBURG, THALMANN & CO., INC.

CRD#: 505 / SEC#: , 8-17230

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

640 5th Avenue 4th Floor, New York, NY 10019

Mailing Address

640 5th Avenue 4th Floor, New York, NY 10019

Phone number

(212) 409-2000

Established

Delaware since 12/03/1971

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
OSAIC HOLDINGS, INC.	OWNER
BLANCATO, PHILIP SALVATORE	EXECUTIVE VICE PRESIDENT, DIRECTOR	2122221
GIDEON, MICHAEL R	DIRECTOR, CO-PRESIDENT, AND CO-CHIEF EXECUTIVE OFFICER, PRINCIPAL OPERATIONS OFFICER	5315304
GIOVANNIELLO, JOSEPH	SVP/GENERAL COUNSEL/ASSISTANT SECRETARY	3086071
MITCHELL, CHRISTOPHER MILLS	TREASURER AND FINANCIAL OPERATIONS PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EXECUTIVE VICE PRESIDENT, OPERATIONS AND TECHNOLOGY SOLUTIONS	2627931
SPATOLA, BRIAN MICHAEL	CHIEF COMPLIANCE OFFICER / MSRB PRINCIPAL	2773548
STEINER, BARRY EVAN	DIRECTOR, CO-PRESIDENT, CO-CHIEF EXECUTIVE OFFICER AND INVESTMENT BANKING SUPERVISOR	2775629

Disclosures

Regulatory Event	36
Arbitration	14

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brendan A. Kenny

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brendan Arthur Kenny's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS POINT RESEARCH & TRADING, LLC

BOENNING & SCATTERGOOD, INC.

JANNEY MONTGOMERY SCOTT LLC

ADVEST, INC.

HSBC SECURITIES (USA) INC.

UBS SECURITIES LLC

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/2/1994

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/24/2006

Series 7

Date: 5/12/1994

FINRA

NYSE American LLC

NYSE Arca, Inc.

NYSE Texas, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

LADENBURG THALMANN & CO. INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LADENBURG THALMANN & CO. INC.

TRUST BUT VERIFY

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