Wayne H. Sansiviero
Professional summary
Wayne Harold Sansiviero, who also goes by Wayne Sansiviero, is a registered financial professional currently at TRIDENT PARTNERS LTD. located in Woodbury, New York.
Wayne is registered as a RR (Registered Representative) and started their career in finance in 1994. Wayne has worked at 14 firms and has passed the Series 63, Series 99TO, Series 72, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wayne Harold Sansiviero's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2023 - Present
TRIDENT PARTNERS LTD.
Office #1: 181 Crossways Park Drive, Woodbury, NY 11797Office #2: 181 Crossways Park Drive, Woodbury, NY 11797February 14, 2022 - May 30, 2023
MADISON GLOBAL PARTNERS LLC
February 7, 2019 - February 9, 2022
BEECH HILL SECURITIES, INC.
May 3, 2017 - July 16, 2018
SEAPORT GLOBAL SECURITIES LLC
May 4, 2015 - May 2, 2017
CLARKSONS SECURITIES, INC
July 23, 2012 - October 1, 2015
D/B/A CLARKSONS PLATOU SECURITIES
November 3, 2011 - July 19, 2012
GLOBAL HUNTER SECURITIES, LLC
April 6, 2010 - November 23, 2011
MADISON WILLIAMS AND COMPANY
January 7, 2010 - April 12, 2010
TUOHY BROTHERS INVESTMENT RESEARCH, INC.
November 25, 2008 - January 6, 2010
OPPENHEIMER & CO. INC.
September 22, 2008 - December 10, 2008
BARCLAYS CAPITAL INC.
March 21, 1994 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
March 21, 1994 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
March 21, 1994 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
(4/28/2023)
Exams
Series 99TO
Date: 4/28/2023
Operations Professional ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
