Norman L. Ashkenas
Professional summary
Norman Le Ashkenas, who also goes by Norman Lee Amyern, Norm Ashkenas, Norman Lee Ashkenas, Norman Ashkenas, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Lake Mary, Florida.
Norman is registered as a RR (Registered Representative) and started their career in finance in 2002. Norman has worked at 6 firms and has passed the Series 63, SIE, Series 24 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Norman Le Ashkenas's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2020 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 500 Colonial Center Pky Suite 100, Lake Mary, FL 32746May 20, 2020 - September 10, 2020
FIDELITY DISTRIBUTORS COMPANY LLC
May 19, 2020 - September 10, 2020
NATIONAL FINANCIAL SERVICES LLC
June 22, 2010 - July 8, 2011
FIDELITY DISTRIBUTORS CORPORATION
January 1, 2008 - September 10, 2020
FIDELITY BROKERAGE SERVICES LLC
March 9, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
July 29, 2003 - October 16, 2006
FIDELITY BROKERAGE SERVICES LLC
October 31, 2002 - June 26, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 56 |
| Arbitration | 7 |
Red Flags
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