Scott E. Bennett
Professional summary
Scott Ellis Bennett, who also goes by Scott Ellis Bennett, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Macon, Georgia and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Scott has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Ellis Bennett's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
November 14, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111February 16, 2010 - October 30, 2023
MWA FINANCIAL SERVICES INC.
June 4, 2009 - October 30, 2023
MWA FINANCIAL SERVICES INC.
June 20, 2006 - March 19, 2009
PARK AVENUE SECURITIES LLC
January 12, 2005 - December 12, 2008
PEACHTREE PLANNING ADVISORS, INC.
August 19, 2004 - March 19, 2009
PARK AVENUE SECURITIES LLC
October 10, 2003 - August 11, 2004
EQUITABLE ADVISORS, LLC
September 11, 2003 - August 11, 2004
EQUITABLE ADVISORS, LLC
October 4, 2002 - June 17, 2003
ALLSTATE FINANCIAL SERVICES, LLC
July 27, 1995 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 27, 1995 - September 24, 2002
EQUITABLE ADVISORS, LLC
July 11, 1995 - July 26, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 11, 1995 - July 26, 1995
EQUITABLE ADVISORS, LLC
March 31, 1995 - June 23, 1995
UNITED SECURITIES ALLIANCE, INC.
December 6, 1994 - March 31, 1995
SENTRA SECURITIES CORPORATION
April 5, 1994 - December 5, 1994
WMA SECURITIES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/16/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(11/14/2023)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
