Brian J. Baranowski
Professional summary
Brian John Baranowski is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2002. Brian has worked at 6 firms and has passed the Series 65, Series 99TO, SIE, Series 7, Series 6, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian John Baranowski's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 1994 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095February 7, 2013 - March 4, 2014
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
February 7, 2013 - June 29, 2018
DIRECTED SERVICES LLC
February 7, 2013 - December 31, 2020
SLD AMERICA EQUITIES, INC.
August 17, 2011 - April 8, 2015
VOYA FINANCIAL ADVISORS, INC.
August 17, 2011 - September 18, 2025
VOYA FINANCIAL ADVISORS, INC.
July 20, 2010 - November 29, 2016
VOYA RETIREMENT ADVISORS, LLC
April 3, 2002 - April 8, 2015
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
