Annemarie K. Maxe Lebus

Some features on this profile are disabled

CRD#: 2466589

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Annemarie Kristina Maxe Lebus, CFP®, who also goes by Annemarie Christina Elkins, Anne Marie Christina Lebus, Anne Marie Christina Maxe, Annemarie Christina Maxe, Annmarie Kristina Maxe, Annemarie Christina Montoya, was a registered financial professional .

Annemarie is a previously registered financial professional and started their career in finance in 1994. Annemarie had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 26 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Divorce Planning

Elder Care

Comprehensive Financial Planni...

Estate Planning

Insurance Planning

Investment Planning

Retirement Planning

Business Succession Planning

Tax Planning

Are you a "fiduciary"?

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SEASIDE ADVISORY SERVICES, INC. DBA SEASIDE FINANCIAL & INSURANCE SERVICES SINCE 3/2000. INVESTMENT-RELATED. 2032 Corte Del Nogal, Suite 100, Carlsbad, CA. FINACIAL PLANNING AND INSURANCE SERVICES FIRM. POSITION-IAR. Part owner of Seawind Holding LLC. this is a consulting firm that was established in Puerto Rico providing export services to individuals and companies regarding business planning, does not include investment advice BioEconomy Puerto Rico Inc - officer/director economic development related to business structure

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Past

October 20, 2017 - August 14, 2025

DBA SEASIDE FINANCIAL & INSURANCE SERVICES

RIA

CRD#: 289985

CARLSBAD, CA

Past

July 28, 2014 - December 31, 2020

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

Carlsbad, CA

Past

March 25, 2005 - May 23, 2018

SEASIDE FINANCIAL & INSURANCE SERVICES

RIA

CRD#: 132929

OCEANSIDE, CA

Past

February 18, 2000 - July 29, 2014

FINANCIAL TELESIS INC

CRD#: 31012

CARLSBAD, CA

Past

April 15, 1994 - February 24, 2000

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DBA SEASIDE FINANCIAL & INSURANCE SERVICES

DBA SEASIDE FINANCIAL & INSURANCE SERVICES | SEASIDE ADVISORY SERVICES, INC. | SEASIDE ADVISORY

CRD#: 289985 / SEC#: 801-112721

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

California

Registered Investment Advisory firm - (9/25/2025 Approved)

New York

Registered Investment Advisory firm - (10/17/2025 Approved)

Texas

Registered Investment Advisory firm - (4/5/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/14/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 4/21/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 3/15/2000

Investment Company Products/Variable Contracts Principal Examination

Current Firm

DBA SEASIDE FINANCIAL & INSURANCE SERVICES

DBA SEASIDE FINANCIAL & INSURANCE SERVICES | SEASIDE ADVISORY SERVICES, INC. | SEASIDE ADVISORY

CRD#: 289985 / SEC#: 801-112721

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

California

Registered Investment Advisory firm - (9/25/2025 Approved)

New York

Registered Investment Advisory firm - (10/17/2025 Approved)

Texas

Registered Investment Advisory firm - (4/5/2018 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2888 Loker Ave East Suite 110, Carlsbad, CA 92010

Mailing Address

Phone number

(760) 433-4632

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEASIDE ADVISORY SERVICES, INC. 2A BROCHURE (10/16/2025)

SEASIDE ADVISORY SERVICES, INC. WRAP FEE BROCHURE (10/16/2025)

ADV PART 2B - ALISON FARRIN (10/2/2025)

ADV PART 2B - SHAWN ORSER (10/2/2025)

ADV PART 2B - CODY LAIDLAW (10/2/2025)

ADV PART 2B - DARLENE MAZA (10/2/2025)

Regulatory assets under management

Total Number of Accounts	354
AUM (Assets Under Management)	$ 79,012,871

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Annemarie K. Maxe Lebus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

SEASIDE FINANCIAL & INSURANCE SERVICES

FINANCIAL TELESIS INC

TRANSAMERICA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

DBA SEASIDE FINANCIAL & INSURANCE SERVICES

State Registrations and Notice Filings

Exams

Series 63

Date: 4/28/1994

SIE

Date: 10/1/2018

Series 7

Date: 4/14/1994

Series 51

Date: 4/21/2003

Series 26

Date: 3/15/2000

Current Firm

DBA SEASIDE FINANCIAL & INSURANCE SERVICES

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DBA SEASIDE FINANCIAL & INSURANCE SERVICES

TRUST BUT VERIFY

Contact information

Similar Advisors