Brady W. Barth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brady Weber Barth, who also goes by Barth W Brady, was a registered financial professional .
Brady is a previously registered financial professional and started their career in finance in 2011. Brady had worked at 7 firms and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2017 - December 5, 2022
GREAT POINT CAPITAL LLC
September 27, 2016 - April 13, 2017
AVATAR SECURITIES, LLC
February 27, 2015 - April 7, 2015
LUPO SECURITIES, LLC
January 6, 2015 - March 2, 2015
V. DERIVATIVES, LLC
March 7, 2012 - July 2, 2014
LUPO FUTURES, LLC
October 7, 2011 - January 5, 2012
IMC SECURITIES LLC
April 7, 2011 - October 3, 2011
VINTAGE CAPITAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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