Nhickolle K. Clayton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nhickolle Khristin Clayton, who also goes by Nhickolle Clayton, was a registered financial professional .
Nhickolle is a previously registered financial professional and started their career in finance in 1994. Nhickolle had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2014 - January 13, 2015
INVESCO ADVISERS, INC.
June 17, 2013 - January 13, 2015
INVESCO DISTRIBUTORS, INC.
October 21, 2011 - October 26, 2012
CREDIT SUISSE SECURITIES (USA) LLC
October 22, 2008 - February 5, 2010
MORGAN STANLEY DISTRIBUTION, INC.
June 23, 1999 - November 23, 1999
PRUDENTIAL EQUITY GROUP, LLC
November 28, 1997 - December 30, 1998
CITIGROUP GLOBAL MARKETS INC.
October 19, 1994 - September 1, 1998
SALOMON BROTHERS INC.
Primary Firm SEC Registration
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
