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AM

Anthony Mancini

LOOP CAPITAL MARKETS
NEW YORK, NY 10018
Some features on this profile are disabled
CRD#: 2465885
AM
Anthony Mancini Jr.LOOP CAPITAL MARKETS

Professional summary

Anthony Mancini Jr., who also goes by Mancini Anthony, Anthony Mancini Jr, Anthony Mancini-jr, Anthony Mancini, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in New York, New York.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 1994. Anthony has worked at 10 firms and has passed the Series 63, Series 52TO, SIE, Series 3, Series 7, Series 53 and Series 4 exams.

Aliases

Mancini Anthony | Anthony Mancini Jr | Anthony Mancini-Jr | Anthony Mancini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Mancini Jr.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 13, 2026 - Present

LOOP CAPITAL MARKETS LLC

Office #1: 1045 6th Avenue Ste 2700, New York, NY 10018
RIA
BD
CRD#: 43098
NEW YORK, NY
Past

October 8, 2024 - July 8, 2026

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH
Past

October 26, 2021 - October 15, 2024

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
New York, NY
Past

May 2, 2018 - October 15, 2024

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
New York, NY
Past

June 23, 2016 - May 10, 2018

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

January 8, 2016 - June 16, 2016

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

January 4, 2010 - October 6, 2015

TD SECURITIES (USA) LLC

BD
CRD#: 18476
NEW YORK, NY
Past

September 9, 2008 - January 5, 2010

LEBENTHAL & CO., LLC

BD
CRD#: 145750
NEW YORK, NY
Past

August 17, 2005 - March 28, 2008

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

May 1, 2001 - August 5, 2005

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

May 17, 1994 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(7/13/2026)
RR
New York
(7/13/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 6/6/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 6/18/2007
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 5/16/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 7/19/2010
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 1/20/2009
Registered Options Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

LC
LOOP CAPITAL MARKETS LLC
LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: , 8-50140

Illinois
Registered Investment Advisory firm - SEC (4/4/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
425 S. Financial Place Ste 2700, Chicago, IL 60605
Mailing Address
425 S. Financial Place Ste 2700, Chicago, IL 60605
Phone number
(312) 913-4900
Established
Delaware since 06/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
250

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
LOOP CAPITAL, LLCOWNER
BERKELEY, STEPHEN SIDNEYREGULATORY COUNSEL AND CCO5616433
LUPKIN, IRA ADAMCHIEF FINANCIAL OFFICER4463446
REYNOLDS, JAMES JR.CHIEF EXECUTIVE OFFICER1162337
SULLIVAN, ANTHONYCHIEF OPERATING OFFICER5995264

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LOOP CAPITAL MARKETS LLC

CRD#: 43098New York, NY 10018

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