Peter N. Robert
Professional summary
Peter Nmn Robert, who also goes by Pedro Robert, Peter Robert, is a registered financial professional currently at ROC GLOBAL LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1994. Peter has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Nmn Robert's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2017 - Present
ROC GLOBAL LLC
Office #1: 535 Fifth Avenue 4th Floor, New York, NY 10017May 27, 2010 - September 16, 2016
BBVA SECURITIES INC.
May 29, 2007 - April 30, 2008
CITIGROUP GLOBAL MARKETS INC.
April 28, 2003 - May 29, 2007
CITICORP INVESTMENT SERVICES
August 10, 1996 - March 8, 2002
CAL FP (US), INC.
November 3, 1994 - June 10, 1996
MORGAN STANLEY & CO. LLC
May 13, 1994 - October 14, 1994
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/21/2017)
(9/11/2018)
Exams
Series 79TO
Date: 3/29/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ROC GLOBAL LLC
CRD#: 154058 / SEC#: , 8-68605
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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