JC
James R. Cunningham
STONEX ADVISORS
FLORENCE, AL 35630
Some features on this profile are disabled
CRD#: 2465665
JC
Professional summary
James Ralph Cunningham JR, who also goes by James Cunningham, Jim Cunningham, is a registered financial advisor currently at STONEX ADVISORS INC. located in Florence, Alabama and STONEX SECURITIES INC. located in Florence, Alabama.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. James has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Cunningham | Jim Cunningham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)MEDICAL ADVANTAGE GROUP; NON-INVESTMENT RELATED; HUNTSVILLE, AL.; MEDICAL CONSULTING; 33% OWNER; 2009; 1 HOUR PER MONTH; 0 DURING SECURITY TRADING HOURS; CONSULTING WORK IN THE MEDICAL/HOSPICE FIELD. 2)C&G PROPERTIES, LLC.; NON-INVESTMENT RELATED; 108 COTTONWOOD DR. FLORENCE, AL, 35630; REAL ESTATE; 50% OWNER; 2005; 1 HOUR PER MONTH; 0 DURING SEC TRADING HOURS; POINT OF CONTACT FOR TENENTS. 3)C&R PROPERTIES, LLC; NON-INVESTMENT RELATED; 108 COTTONWOOD DR. FLORENCE, AL. 35630; REAL ESTATE/RENTAL; 50% OWNER; 2005; 1 HOUR PER MONTH; 0 DURING SEC TRADING HOURS; POINT OF CONTACT WITH TENANTS. 4)306 MOORESVILLE LLC| 108 COTTONWOOD DRIVE FLORENCE, AL 35634| NATURE OF BUSINESS: RESTAURANT| NON-INVESTMENT RELATED| INVESTOR| DUTIES: INVESTOR IN BUSINESS| START DATE: TBA| HOURS DEVOTED TO BUSINESS: 1 HRS/MONTH| HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: NONE. 5) BACK ALLEY HOLDING COMPANY LLC| 108 COTTONWOOD DRIVE FLORENCE, AL 35634| NATURE OF BUSINESS: RESTAURANT| NON-INVESTMENT RELATED| INVESTOR| DUTIES: INVESTOR IN BUSINESS| START DATE: TBA| HOURS DEVOTED TO BUSINESS: 1 HRS/MONTH| HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: NONE. 6) WARREN G FARMS LLC | 108 COTTONWOOD DRIVE FLORENCE, AL 35634| NATURE OF BUSINESS: FARM | NATURE OF BUSINESS: FARM | NON-INVESTMENT RELATED | FARM OWNER| DUTIES: OWN FARM | START DATE: 9.11.2009| HOURS DEVOTED TO BUSINESS: 0 HRS/MONTH| HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: 0 HOURS/MONTH. 7) SNATCH IT! - 108 Cottonwood Dr, Florence AL 35634 Nature of Business: Online retail Investment Related: No Business Position: Managing Member Business Duties: Managing Member Business Start Date: 06/01/2022 Approximately one hour spent on this OBA monthly. 8) Name: Cottonwood Land Company - 108 Cottonwood Dr, Florence AL 35634 Nature of Business: Farm Operations, owning/using land Investment Related: No Business Position: Owner Business Duties: Owner Business Start Date: 1/1/2016 Approximately one hour spent on this OBA monthly, with zero during market hours. 9) Name: SELLBUYDRIVE.COM - 108 Cottonwood Dr, Florence AL 35634 Nature of Business: Internet buy/sell for cars Investment Related: No Business Position: Owner Business Duties: Owner Business Start Date: 3/1/2022 Approximately one hour spent on this OBA with zero during market hours. 10) J&J MOBILE ST HOLDINGS LLC | NOT Investment related | 426 MOBILE ST FLORENCE AL 35630 | Real Estate | Owner| 06/03/2024 | 1 hr/month during market hours | Member
CRS (Client Relationship Summary) - RIA
Click below to view James Ralph Cunningham JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2016 - Present
STONEX ADVISORS INC.
Office #1: 151 N. Poplar St., Florence, AL 35630RIA
CRD#: 174182
FLORENCE, AL
Current
April 25, 2014 - Present
STONEX SECURITIES INC.
Office #1: 151 N Poplar St., Florence, AL 35630BD
CRD#: 18456
Florence, AL
Past
April 25, 2014 - June 30, 2016
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
FLORENCE, AL
Past
January 1, 2008 - April 28, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FLORENCE, AL
Past
January 1, 2008 - April 28, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FLORENCE, AL
Past
May 13, 1998 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
FLORENCE, AL
Past
May 6, 1994 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
FLORENCE, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
Registered Investment Advisory firm - (12/17/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/25/2014)
IAR
Alabama(6/30/2016)
RR
California(9/5/2014)
RR
Florida(4/25/2014)
RR
Georgia(4/25/2014)
RR
Idaho(5/5/2025)
RR
Indiana(5/9/2014)
RR
Maryland(10/4/2023)
RR
Mississippi(4/25/2014)
RR
South Carolina(8/20/2014)
RR
Tennessee(4/25/2014)
RR
Texas(7/1/2024)
RR
Virginia(12/20/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 7/16/1998
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
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Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
Phone number
(800) 292-2411
Established
Firm type
Fiscal year end
# of Employees
233
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,988 |
| AUM (Assets Under Management) | $ 4,515,278,523 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/27/2025 | ||
| 02/27/2024 | ||
| 01/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
