AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JC

James R. Cunningham

AXIENT INVESTMENT ADVISORS LLC
Florence, AL 35630
Some features on this profile are disabled
CRD#: 2465665
JC

Professional summary

James Ralph Cunningham JR, who also goes by James Cunningham, Jim Cunningham, is a registered financial advisor currently at AXIENT INVESTMENT ADVISORS LLC located in Florence, Alabama and STONEX SECURITIES INC. located in Florence, Alabama.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. James has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James Cunningham | Jim Cunningham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Ralph Cunningham JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 12, 2026 - Present

AXIENT INVESTMENT ADVISORS LLC

Office #1: 151 N Poplar St, Florence, AL 35630
RIA
CRD#: 336722
Florence, AL
Current

April 25, 2014 - Present

STONEX SECURITIES INC.

Office #1: 151 N Poplar St., Florence, AL 35630
BD
CRD#: 18456
Florence, AL
Past

June 30, 2016 - February 13, 2026

STONEX ADVISORS INC.

RIA
CRD#: 174182
FLORENCE, AL
Past

April 25, 2014 - June 30, 2016

INTL ADVISORY CONSULTANTS INC.

RIA
CRD#: 130888
FLORENCE, AL
Past

January 1, 2008 - April 28, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
FLORENCE, AL
Past

January 1, 2008 - April 28, 2014

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
FLORENCE, AL
Past

May 13, 1998 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
FLORENCE, AL
Past

May 6, 1994 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
FLORENCE, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/25/2014)
IAR
Alabama
(2/12/2026)
RR
California
(9/5/2014)
RR
Florida
(4/25/2014)
RR
Georgia
(4/25/2014)
RR
Idaho
(5/5/2025)
RR
Indiana
(5/9/2014)
RR
Maryland
(10/4/2023)
RR
Mississippi
(4/25/2014)
RR
South Carolina
(8/20/2014)
RR
Tennessee
(4/25/2014)
RR
Texas
(7/1/2024)
RR
Virginia
(12/20/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 5/16/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/4/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 8
Date: 7/16/1998
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

AI
AXIENT INVESTMENT ADVISORS LLC
AXIENT INVESTMENT ADVISORS LLC | EAGLE CREEK WEALTH MANAGEMENT

CRD#: 336722 / SEC#: 801-134453

RIA
Registered Investment Advisory firm - (11/14/2025 120-Day Approval)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
403 Madison St Se, Huntsville, AL 35801
Mailing Address
Phone number
(256) 980-1723
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AXIENT INVESTMENT ADVISORS LLC ADV 2A BROCHURE 08.28.2025 (8/28/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AXIENT INVESTMENT ADVISORS LLC

CRD#: 336722Florence, AL 35630

TRUST BUT VERIFY

Monitor James Cunningham

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Nicholas P Hagan
Nicholas HaganAdvisorCheck Check Mark
PNC WEALTH MANAGEMENT LLC
IAR
RR
Lodi, CA
John Christopher Cooke
John CookeAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
Ryan K Taleghani
Ryan TaleghaniAdvisorCheck Check Mark
PENINSULA EQUITY CAPITAL
IAR
San Carlos, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.