JC
James R. Cunningham
AXIENT INVESTMENT ADVISORS
Florence, AL 35630
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CRD#: 2465665
JC
James Ralph Cunningham JRAXIENT INVESTMENT ADVISORS
Professional summary
James Ralph Cunningham JR, who also goes by James Cunningham, Jim Cunningham, is a registered financial advisor currently at AXIENT INVESTMENT ADVISORS LLC located in Florence, Alabama and STONEX SECURITIES INC. located in Florence, Alabama.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. James has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Aliases
James Cunningham | Jim Cunningham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)MEDICAL ADVANTAGE GROUP; NON-INVESTMENT RELATED; HUNTSVILLE, AL.; MEDICAL CONSULTING; 33% OWNER; 2009; 1 HOUR PER MONTH; 0 DURING SECURITY TRADING HOURS; CONSULTING WORK IN THE MEDICAL/HOSPICE FIELD. 2)C&G PROPERTIES, LLC.; NON-INVESTMENT RELATED; 108 COTTONWOOD DR. FLORENCE, AL, 35630; REAL ESTATE; 50% OWNER; 2005; 1 HOUR PER MONTH; 0 DURING SEC TRADING HOURS; POINT OF CONTACT FOR TENENTS. 3)306 MOORESVILLE LLC| 108 COTTONWOOD DRIVE FLORENCE, AL 35634| NATURE OF BUSINESS: RESTAURANT| NON-INVESTMENT RELATED| INVESTOR| DUTIES: INVESTOR IN BUSINESS| START DATE: TBA| HOURS DEVOTED TO BUSINESS: 1 HRS/MONTH| HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: NONE. 4) BACK ALLEY HOLDING COMPANY LLC| 108 COTTONWOOD DRIVE FLORENCE, AL 35634| NATURE OF BUSINESS: RESTAURANT| NON-INVESTMENT RELATED| INVESTOR| DUTIES: INVESTOR IN BUSINESS| START DATE: TBA| HOURS DEVOTED TO BUSINESS: 1 HRS/MONTH| HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: NONE. 5) WARREN G FARMS LLC | 108 COTTONWOOD DRIVE FLORENCE, AL 35634| NATURE OF BUSINESS: FARM | NATURE OF BUSINESS: FARM | NON-INVESTMENT RELATED | FARM OWNER| DUTIES: OWN FARM | START DATE: 9.11.2009| HOURS DEVOTED TO BUSINESS: 0 HRS/MONTH| HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: 0 HOURS/MONTH. 6) SNATCH IT! - 108 Cottonwood Dr, Florence AL 35634 Nature of Business: Online retail Investment Related: No Business Position: Managing Member Business Duties: Managing Member Business Start Date: 06/01/2022 Approximately one hour spent on this OBA monthly. 7) Name: Cottonwood Land Company - 108 Cottonwood Dr, Florence AL 35634 Nature of Business: Farm Operations, owning/using land Investment Related: No Business Position: Owner Business Duties: Owner Business Start Date: 1/1/2016 Approximately one hour spent on this OBA monthly, with zero during market hours. 8) Name: SELLBUYDRIVE.COM - 108 Cottonwood Dr, Florence AL 35634 Nature of Business: Internet buy/sell for cars Investment Related: No Business Position: Owner Business Duties: Owner Business Start Date: 3/1/2022 Approximately one hour spent on this OBA with zero during market hours. 9) Axient Investment Advisors, LLC - 403 Madison St., 2nd Floor Huntsville AL 35801 Nature of Business: Investment advisory, investment management, consulting, and financial planning services Investment Related: Yes Business Position: Partner Business Duties: Investment advisory, investment management, consulting,. and financial planning services. Business Start Date: 04/11/2025 Approximately one hour spent on this OBA monthly and during market hours 10) Axient Financial Services, LLC - 403 Madison Street 2nd Floor, Huntsville AL 35801 Nature of Business: Shell entity formed for possible follow-on insurance agency Investment Related: Yes Business Position: Partner Business Duties: Partner/Owner - possible future insurance agency Business Start Date: 04/01/2025 Zero hours spent on this OBA monthly 11) J&J Mobile Street Holdings, LLC - 151 N Poplar St., Florence AL 35630 Nature of Business: Real Estate Investment Related: No Business Position: Member Business Duties: 50% LLC owner real estate rental Business Start Date: 06/03/2024 One hour spent on this OBA monthly during market hours
CRS (Client Relationship Summary) - RIA
Click below to view James Ralph Cunningham JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 12, 2026 - Present
AXIENT INVESTMENT ADVISORS LLC
Office #1: 151 N Poplar St, Florence, AL 35630RIA
CRD#: 336722
Florence, AL
Current
April 25, 2014 - Present
STONEX SECURITIES INC.
Office #1: 151 N Poplar St., Florence, AL 35630BD
CRD#: 18456
Florence, AL
Past
June 30, 2016 - February 13, 2026
STONEX ADVISORS INC.
RIA
CRD#: 174182
FLORENCE, AL
Past
April 25, 2014 - June 30, 2016
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
FLORENCE, AL
Past
January 1, 2008 - April 28, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FLORENCE, AL
Past
January 1, 2008 - April 28, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FLORENCE, AL
Past
May 13, 1998 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
FLORENCE, AL
Past
May 6, 1994 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
FLORENCE, AL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/25/2014)
IAR
Alabama(2/12/2026)
RR
California(9/5/2014)
RR
Florida(4/25/2014)
RR
Georgia(4/25/2014)
RR
Idaho(5/5/2025)
RR
Indiana(5/9/2014)
RR
Maryland(10/4/2023)
RR
Mississippi(4/25/2014)
RR
South Carolina(8/20/2014)
RR
Tennessee(4/25/2014)
RR
Texas(7/1/2024)
IAR
Texas(3/3/2026)
RR
Virginia(12/20/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 7/16/1998
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
AI
AXIENT INVESTMENT ADVISORS LLC
AXIENT INVESTMENT ADVISORS LLC | EAGLE CREEK WEALTH MANAGEMENT
CRD#: 336722 / SEC#: 801-134453
RIA
Registered Investment Advisory firm - (11/14/2025 120-Day Approval)Loading...
Contact information
Main Address
403 Madison St Se, Huntsville, AL 35801
Mailing Address
Phone number
(256) 980-1723
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (1 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
