Alfred T. Barile
Professional summary
Alfred Thomas Barile III, who also goes by Alfred Thomas Barile III, Tom Barile, Alfred Thomas Barile, is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Alfred is registered as a RR (Registered Representative) and started their career in finance in 1994. Alfred has worked at 15 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alfred Thomas Barile III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2025 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116September 16, 2020 - March 17, 2025
THE LEADERS GROUP, INC.
January 31, 2020 - September 8, 2020
EMPOWER ADVISORY GROUP, LLC
January 30, 2020 - September 8, 2020
EMPOWER FINANCIAL SERVICES, INC.
June 11, 2019 - January 14, 2020
HORACE MANN INVESTORS, INC.
August 14, 2017 - December 31, 2018
THE LEADERS GROUP, INC.
May 24, 2016 - May 9, 2017
ALLSTATE FINANCIAL SERVICES, LLC
November 19, 2015 - April 26, 2016
WADSWORTH INVESTMENT CO., INC.
April 2, 2015 - November 17, 2015
ALLSTATE FINANCIAL SERVICES, LLC
July 29, 2010 - December 31, 2013
EVERLAKE DISTRIBUTORS, LLC
August 20, 2009 - July 16, 2010
VOYA FINANCIAL PARTNERS, LLC
April 28, 2009 - July 16, 2010
VOYA FINANCIAL PARTNERS, LLC
November 10, 2004 - February 3, 2009
TOUCHSTONE SECURITIES, INC.
May 10, 2001 - August 2, 2004
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
February 6, 1998 - April 20, 2001
MML INVESTORS SERVICES, LLC
May 13, 1996 - January 29, 1998
SECURIAN FINANCIAL SERVICES, INC.
March 17, 1995 - April 12, 1996
HIMCO DISTRIBUTION SERVICES COMPANY
March 29, 1994 - January 23, 1995
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2025)
(4/23/2025)
(4/23/2025)
(4/23/2025)
(4/24/2025)
Exams
FINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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Company Information
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249Boston, MA 02116TRUST BUT VERIFY
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