Ronald D. Catena
Professional summary
Ronald David Catena, who also goes by Ronald D Catena, Ronald David Catena, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in New York, New York.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1995. Ronald has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald David Catena's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2024 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 140 East 45th Street 10th Floor, New York, NY 10017November 4, 2013 - July 10, 2023
J.P. MORGAN SECURITIES LLC
October 11, 2012 - October 1, 2013
VANDHAM SECURITIES CORP.
September 7, 2011 - October 11, 2012
FIRST NEW YORK SECURITIES L.L.C.
April 22, 2009 - July 21, 2011
SECUREVEST FINANCIAL GROUP
February 13, 2009 - May 1, 2009
PAR5 CAPITAL & CO LLC
March 26, 2002 - February 17, 2009
SANTANDER INVESTMENT SECURITIES INC.
September 22, 1995 - October 16, 2000
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2024)
Exams
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
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