Hyung S. Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hyung Suk Kim, who also goes by Hank Kim, was a registered financial professional .
Hyung is a previously registered financial professional and started their career in finance in 1994. Hyung had worked at 8 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2011 - July 29, 2013
TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATION
June 10, 2010 - March 25, 2011
KEYBANC CAPITAL MARKETS INC.
November 10, 2008 - June 11, 2010
TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATION
July 5, 2005 - December 13, 2007
CIBC WORLD MARKETS CORP.
November 16, 2000 - May 24, 2005
DEUTSCHE BANK SECURITIES INC.
July 25, 2000 - October 19, 2000
PERSHING LLC
September 26, 1997 - July 19, 2000
CITIGROUP GLOBAL MARKETS INC.
July 10, 1996 - August 30, 1996
CREDIT SUISSE SECURITIES (USA) LLC
March 17, 1994 - August 18, 1994
TRIGEM AMERSTOCK CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATION
CRD#: 135978 / SEC#: , 8-66961
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOYOTA FINANCIAL SERVICES INTERNATIONAL CORPORATION | OWNER | |
| ABRAMCZYK, JANE E | CHIEF COMPLIANCE OFFICER | 4801666 |
| BISHOP, STEPHEN JOHN | BOARD OF DIRECTORS | 7481282 |
| COOKE, SCOTT DOUGLAS | CHAIRMAN OF THE BOARD | 7267016 |
| RO, NICHOLAS JOSEPH | PRESIDENT & TREASURER | 2285161 |
| SCHOFIELD, JAMES | BOARD OF DIRECTORS | 7481204 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
