EB
Elisabeth D. Baldwin
CETERA INVESTMENT ADVISERS LLC
GAINESVILLE, GA 30501
Some features on this profile are disabled
CRD#: 2464688
EB
Professional summary
Elisabeth D Baldwin, who also goes by Elisabeth Davis Baldwin, Elisabeth Lee Davis, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Gainesville, Georgia and CETERA WEALTH SERVICES, LLC located in Gainesville, Georgia.
Elisabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Elisabeth has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elisabeth Davis Baldwin | Elisabeth Lee Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) VISION 2030. GREENSPACE COMMITTEE ORGANIZED TO PROMOTE GREEN SPACE. FIRST BAPTIST CHURCH STEWARDSHIP COMMITTEE. 2) RUSHTON WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Wealth management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 10/15/2018 ADDRESS: 726 S Enota Drive, Ste A, Gainesville GA 30501, DESCRIPTION: Provide tax-centric financial planning and asset management. 3) NGCRM STRATEGIC ADVISORS POSITION: Advisory Board Member NATURE: Serve an advisory role for North Georgia Camp and Retreat Ministries. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2020 ADDRESS: 690 Camp Glisson Road, Dahlonega GA 30533, DESCRIPTION: Serve an advisory role for North Georgia Camp and Retreat Ministries. 4) GOOD NEWS CLINICS POSITION: board member NATURE: Good News Clinics is a Christian nonprofit providing free medical and dental care to uninsured residents of Hall County who cannot afford to purchase health care services INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 11/15/2021 ADDRESS: 810 Pine Street, Gainesville GA 30501, United States DESCRIPTION: Help with supervision and oversight of the organization 5) GHS SOCCER BOOSTER CLUB POSITION: Treasurer NATURE: Provide support for Gainesville soccer program INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/09/2022 ADDRESS: 830 Century Place, Gainesville GA 30501, United States DESCRIPTION: Serve as treasurer--maintain records of bank transactions 6) GHS VOLLEYBALL BOOSTER CLUB POSITION: Treasurer NATURE: Support Gainesville Volleyball program INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/23/2022 ADDRESS: 830 Century Place, Gainesville GA 30501, United States DESCRIPTION: Maintain records of bank transactions 7) Pay it Forward Scholarships; Vice-Chair; Pay it Forward Scholarships mission is to provide equal distribution scholarships, funded by Georgia's Qualified Education Expense Tax Credit, for PreK-12th grade students at private school across the state of Georgia. We strive to make school choice accessible and available to every family regardless of financial situation.; NIR; 2; 02/13/2024; 615 Oak Street Gainesville GA 30501; Help guide policy and procedures of the organization.
CRS (Client Relationship Summary) - RIA
Click below to view Elisabeth D Baldwin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 726 S Enota Dr Suite A, Gainesville, GA 30501Office #2: 1720 Windward Concourse, Alpharetta, GA 30005RIA
CRD#: 105644
GAINESVILLE, GA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 726 S Enota Dr Suite A, Gainesville, GA 30501Office #2: 1720 Windward Concourse Suite 280, Alpharetta, GA 30005BD
CRD#: 13572
GAINESVILLE, GA
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Gainsville, GA
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
GAINESVILLE, GA
Past
November 5, 2018 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
GAINESVILLE, GA
Past
October 23, 2018 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
GAINESVILLE, GA
Past
May 27, 2014 - October 23, 2018
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
GAINESVILLE, GA
Past
May 23, 2014 - October 23, 2018
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
GAINESVILLE, GA
Past
February 13, 2013 - May 21, 2014
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
GAINESVILLE, GA
Past
February 13, 2013 - May 21, 2014
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
GAINESVILLE, GA
Past
July 30, 2012 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
GAINESVILLE, GA
Past
July 16, 2012 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
GAINESVILLE, GA
Past
August 24, 2009 - July 5, 2012
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
ATLANTA, GA
Past
August 12, 2009 - July 5, 2012
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
ATLANTA, GA
Past
July 1, 2002 - August 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GAINESVILLE, GA
Past
June 15, 2002 - August 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GAINESVILLE, GA
Past
February 14, 2000 - June 15, 2002
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
CHARLOTTE, NC
Past
March 17, 1994 - February 14, 2000
WACHOVIA BROKERAGE SERVICE
BD
CRD#: 17503
WINSTON SALEM, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Colorado(9/18/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
IAR
Georgia(9/5/2025)
RR
Indiana(9/18/2025)
RR
Kentucky(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/19/2025)
RR
South Carolina(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Gainesville, GA 30501TRUST BUT VERIFY
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