Kelly J. Bowling

BLACKRIDGE ASSET MANAGEMENT

Atlanta, GA 30328

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CRD#: 2464686

Professional summary

Kelly Joseph Bowling, who also goes by Kelly Joe Bowling, Kelly Joesph Bowling, is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Atlanta, Georgia and PEAK BROKERAGE SERVICES, LLC located in Marietta, Georgia.

Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Kelly has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kelly Joe Bowling | Kelly Joesph Bowling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). KELLY BOWLING INSURANCE; NON INVESTMENT RELATED; ATLANTA, GA 30328; LIFE INSURANCE, HEALTH, FIXED ANNUITY SALES AND SERVICE and medicare insurance ; AGENT; 06/01/1998-CURRENT; 160 TO 200 HOURS/MONTH; 20 TO 120 DURING SECURITIES TRADING HOURS/MONTH; MARKETING, SALES AND SERVICE OF FIXED INSURANCE, HEALTH INSURANCE AND FIXED ANNUTIES. 2) Blackridge Asset Management, LLC; IAR; Start Date: 03/2021

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Joseph Bowling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2021 - Present

BLACKRIDGE ASSET MANAGEMENT, LLC

Office #1: 5784 Lake Forrest Drive Suite 224, Atlanta, GA 30328

RIA

CRD#: 277085

Atlanta, GA

Current

March 9, 2021 - Present

PEAK BROKERAGE SERVICES, LLC

Office #1: 4741 River Farm Rd Ne, Marietta, GA 30068

CRD#: 157045

Marietta, GA

Past

February 22, 2008 - March 11, 2021

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

ATLANTA, GA

Past

October 20, 2006 - March 11, 2021

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

ATLANTA, GA

Past

June 5, 2001 - October 27, 2006

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

July 25, 1994 - April 18, 2001

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/27/2022)

IAR

Georgia
(3/8/2021)

Georgia
(3/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/19/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/2/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/22/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

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Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kelly J. Bowling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Joseph Bowling's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

INVESTORS CAPITAL CORP.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/19/2008

Series 63

Date: 6/2/1994

SIE

Date: 10/1/2018

Series 7

Date: 4/3/2007

Series 6

Date: 7/22/1994

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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