MM
Melvin M. Mccullough
CARY STREET PARTNERS
SAN ANTONIO, TX 78231
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CRD#: 2464592
MM
Professional summary
Melvin M Mccullough is a registered financial advisor currently at CARY STREET PARTNERS located in San Antonio, Texas and CARY STREET PARTNERS located in San Antonio, Texas.
Melvin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Melvin has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
McCasey, LLC; President; San Antonio, TX; 1/29/2015; Not investment related; Does exercise control over entity's assets; Is compensated; Hours devoted to activity per month - N/A; RV-rental property.
CRS (Client Relationship Summary) - RIA
Click below to view Melvin M Mccullough's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2014 - Present
CARY STREET PARTNERS
Office #1: 3522 Paesanos Parkway, Suite 102, San Antonio, TX 78231RIA
CRD#: 128545
SAN ANTONIO, TX
Current
July 10, 2014 - Present
CARY STREET PARTNERS
Office #1: 13750 San Pedro Ave Suite 940, San Antonio, TX 78232BD
CRD#: 128089
San Antonio, TX
Past
May 29, 2007 - July 16, 2014
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
SAN ANTONIO, TX
Past
May 29, 2007 - July 16, 2014
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
SAN ANTONIO, TX
Past
January 6, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
RIA
CRD#: 23988
SAN ANTONIO, TX
Past
April 29, 1996 - May 29, 2007
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
SAN ANTONIO, TX
Past
March 30, 1994 - August 22, 1995
THE CHAMPION GROUP, INC.
BD
CRD#: 23418
SHAVANO PARK, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/24/2014)
RR
Arizona(7/24/2014)
RR
Arkansas(1/19/2017)
RR
California(7/10/2014)
RR
Colorado(7/24/2014)
RR
Delaware(1/19/2017)
RR
Florida(7/15/2014)
RR
Georgia(7/15/2014)
RR
Idaho(7/24/2014)
RR
Illinois(7/11/2014)
RR
Iowa(1/19/2017)
RR
Kansas(7/16/2014)
RR
Louisiana(7/24/2014)
RR
Maine(7/24/2014)
RR
Maryland(7/11/2014)
RR
Massachusetts(7/16/2014)
RR
Michigan(7/24/2014)
RR
Minnesota(7/24/2014)
RR
Mississippi(7/24/2014)
RR
Missouri(7/24/2014)
RR
Nebraska(7/24/2014)
RR
Nevada(7/24/2014)
RR
New Hampshire(7/24/2014)
RR
New Jersey(7/24/2014)
RR
New York(7/24/2014)
RR
North Carolina(7/24/2014)
IAR
North Carolina(1/10/2019)
RR
Ohio(7/25/2014)
RR
Oregon(7/16/2014)
RR
Pennsylvania(7/24/2014)
RR
South Carolina(7/24/2014)
RR
Tennessee(7/24/2014)
RR
Texas(7/10/2014)
IAR
Texas(7/10/2014)
RR
Virginia(7/24/2014)
IAR
Virginia(1/8/2019)
RR
Washington(7/15/2014)
RR
Wisconsin(7/24/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Mailing Address
Phone number
(804) 340-8100
Established
Firm type
Fiscal year end
# of Employees
166
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
