John C. Esteireiro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Carlos Esteireiro, who also goes by Joas Carlos Esteireiro, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2017 - July 13, 2022
VIII CAPITAL CORP.
December 2, 2015 - December 2, 2016
VIII CAPITAL CORP.
May 7, 2010 - August 28, 2013
CANACCORD GENUITY LLC
November 3, 2005 - May 12, 2010
GENUITY CAPITAL MARKETS USA CORP.
February 1, 1999 - February 19, 2002
HSBC SECURITIES (USA) INC.
January 4, 1999 - January 26, 1999
HSBC SECURITIES (USA) INC.
June 13, 1996 - January 12, 1999
GORDON CAPITAL INC.
March 30, 1994 - April 25, 1996
RBC CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
VIII CAPITAL CORP.
CRD#: 39759 / SEC#: , 8-48886
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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