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RH

Robert E. Horowitz

VISTINA STRUCTURED CREDIT ADVISORY LLC
GREENWICH, CT 06830
Some features on this profile are disabled
CRD#: 2464215
RH

Professional summary

Robert Evan Horowitz, who also goes by Robert E Horowitz, is a registered financial professional currently at VISTINA STRUCTURED CREDIT ADVISORY LLC located in Greenwich, Connecticut.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert E Horowitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Evan Horowitz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 15, 2025 - Present

VISTINA STRUCTURED CREDIT ADVISORY LLC

Office #1: 81 Holly Hill Lane, Greenwich, CT 06830
BD
CRD#: 337986
GREENWICH, CT
Past

October 28, 2024 - December 17, 2025

HORANG SECURITIES, LLC

BD
CRD#: 6004
NEW YORK, NY
Past

November 2, 2010 - October 6, 2022

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

April 23, 2001 - June 26, 2008

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

August 29, 1996 - April 24, 2001

NATWEST MARKETS SECURITIES INC.

BD
CRD#: 11707
STAMFORD, CT
Past

September 8, 1995 - September 17, 1996

NATWEST SECURITIES CORPORATION

BD
CRD#: 18238
NEW YORK, NY
Past

May 12, 1994 - July 24, 1995

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/3/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/11/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/5/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

VS
VISTINA STRUCTURED CREDIT ADVISORY LLC
VISTINA STRUCTURED CREDIT ADVISORY LLC | VISTINA STRUCTURED CREDIT ADVISORY, LLC

CRD#: 337986 / SEC#: , 8-71409

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
81 Holly Hill Lane, Greenwich, CT 06830
Mailing Address
81 Holly Hill Lane, Greenwich, CT 06830
Phone number
(214) 432-5574
Established
Delaware since 07/23/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VISTINA STRUCTURED CREDIT ADVISORY HOLDINGS LLCMANAGING MEMBER
FORTINO, ANGELINAFINOP, PFO, POO6869135
MARLIN, ROSSCHIEF COMPLIANCE OFFICER6931826
WALTERS, CHRISTOPHER RYANPRESIDENT5826991

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VISTINA STRUCTURED CREDIT ADVISORY LLC

CRD#: 337986Greenwich, CT 06830

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