Robert E. Horowitz
Professional summary
Robert Evan Horowitz, who also goes by Robert E Horowitz, is a registered financial professional currently at HORANG SECURITIES, LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Evan Horowitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2024 - Present
HORANG SECURITIES, LLC
Office #1: 27 W 72nd St #810, New York, NY 10023November 2, 2010 - October 6, 2022
GUGGENHEIM SECURITIES, LLC
April 23, 2001 - June 26, 2008
CREDIT SUISSE SECURITIES (USA) LLC
August 29, 1996 - April 24, 2001
NATWEST MARKETS SECURITIES INC.
September 8, 1995 - September 17, 1996
NATWEST SECURITIES CORPORATION
May 12, 1994 - July 24, 1995
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2025)
(1/7/2025)
(3/7/2025)
(3/3/2025)
(3/3/2025)
Exams
FINRA
Current Firm
HORANG SECURITIES, LLC
CRD#: 6004 / SEC#: , 8-16608
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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