Lynn N. Carter
Professional summary
Lynn Newiger Carter, who also goes by Lynn A Newiger, Lynn Ann Newiger, Lynn Ann Newiger-carter, Lynn A Prentice, Lynn Prentice, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Marietta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Marietta, Georgia.
Lynn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Lynn has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lynn Newiger Carter's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1331 Johnson Ferry Rd, Marietta, GA 30068December 17, 2008 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1331 Johnson Ferry Rd, Marietta, GA 30068December 23, 2008 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
August 29, 2008 - December 19, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
April 7, 2008 - December 19, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
April 22, 2003 - October 4, 2005
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - October 4, 2005
WELLS FARGO CLEARING SERVICES, LLC
May 8, 1997 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
April 13, 1995 - May 13, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 6, 1994 - March 3, 1995
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2019)
(12/9/2015)
(8/22/2014)
(3/27/2009)
(1/15/2009)
(9/1/2016)
(3/11/2014)
(3/30/2023)
(3/14/2016)
(7/24/2019)
(3/9/2017)
(5/3/2021)
(8/5/2021)
(1/2/2019)
(12/17/2015)
(4/30/2021)
(5/25/2021)
(1/3/2022)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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