HC
Hardit N. Chaudhary
EMERSON EQUITY
Millbrae, CA 94030
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CRD#: 2463697
HC
Professional summary
Hardit Narayan Chaudhary, who also goes by Hardit Chaudhary, is a registered financial advisor currently at EMERSON EQUITY LLC located in Millbrae, California.
Hardit is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Hardit has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Hardit Chaudhary
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Hardit Narayan Chaudhary's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Hardit Narayan Chaudhary's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 14, 2026 - Present
EMERSON EQUITY LLC
Office #1: 485 Broadway Suite 300, Millbrae, CA 94030Office #2: 485 Broadway Suite 300, Millbrae, CA 94030RIA
BD
CRD#: 130032
Millbrae, CA
Current
March 27, 2026 - Present
EMERSON EQUITY LLC
Office #1: 485 Broadway Suite 300, Millbrae, CA 94030RIA
BD
CRD#: 130032
Millbrae, CA
Past
January 19, 2024 - February 27, 2026
OSAIC WEALTH, INC.
RIA
CRD#: 23131
MILBRAE, CA
Past
January 19, 2024 - February 27, 2026
OSAIC WEALTH, INC.
BD
CRD#: 23131
MILBRAE, CA
Past
August 6, 2013 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
MILBRAE, CA
Past
August 2, 2013 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
MILBRAE, CA
Past
July 17, 2009 - August 9, 2013
WADDELL & REED
RIA
CRD#: 866
CAMPBELL, CA
Past
July 17, 2009 - August 9, 2013
WADDELL & REED
BD
CRD#: 866
CAMPBELL, CA
Past
January 10, 2006 - July 21, 2009
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
BURLINGAME, CA
Past
October 29, 2002 - July 21, 2009
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
BURLINGAME, CA
Past
October 2, 2001 - February 21, 2003
FISERV INVESTOR SERVICES, INC.
BD
CRD#: 34637
HOUSTON, TX
Past
August 17, 1999 - September 27, 2001
CAL FED INVESTMENTS
BD
CRD#: 19631
SACRAMENTO, CA
Past
September 8, 1998 - July 6, 1999
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
February 22, 1996 - August 18, 1998
BA INVESTMENT SERVICES, INC.
BD
CRD#: 12965
OAKLAND, CA
Past
April 13, 1995 - January 16, 1996
GLOBAL STRATEGIES GROUP, INC.
BD
CRD#: 27414
NEW YORK, NY
Past
March 9, 1994 - June 1, 1994
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/14/2026)
IAR
California(4/14/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Mailing Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Phone number
(650) 312-0200
Established
California since 10/10/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
222
SEC notice filing (33 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,091 |
| AUM (Assets Under Management) | $ 327,937,701 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EMERSON EQUITY LLC
CRD#: 130032Millbrae, CA 94030TRUST BUT VERIFY
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Contact information
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