Mi-jung Rhee
Professional summary
Mi-jung Rhee, who also goes by Mi-jung Hwang, Mijung Hwang, Mtjung Hwang, is a registered financial professional currently at YORK STOCKBROKERS, INC. located in New York, New York.
Mi-jung is registered as a RR (Registered Representative) and started their career in finance in 1994. Mi-jung has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mi-jung Rhee's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2001 - Present
YORK STOCKBROKERS, INC.
Office #1: 477 Madison Avenue Suite 643, New York, NY 10022April 1, 1996 - February 13, 2001
UBS FINANCIAL SERVICES INC.
July 6, 1994 - April 3, 1996
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/22/2008)
(8/2/2001)
(8/2/2001)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
YORK STOCKBROKERS, INC.
CRD#: 102740 / SEC#: , 8-52139
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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