Loring K. Himelright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Loring Kenneth Himelright JR, who also goes by Ken Himelright, L Kenneth Himelright, Loring K Himelright Jr, was a registered financial professional .
Loring is a previously registered financial professional and started their career in finance in 1982. Loring had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 5, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2009 - December 31, 2017
FFEC WEALTH PARTNERS LLC
August 7, 2009 - December 31, 2017
FFEC WEALTH PARTNERS LLC
July 20, 2006 - August 13, 2009
AMERIPRISE ADVISOR SERVICES, INC.
July 14, 2006 - August 13, 2009
AMERIPRISE ADVISOR SERVICES, INC.
February 13, 2001 - July 21, 2006
PIPER SANDLER & CO.
December 15, 2000 - July 21, 2006
PIPER SANDLER & CO.
March 2, 1998 - December 21, 2000
RBC CAPITAL MARKETS, LLC
January 3, 1995 - March 2, 1998
DAIN RAUSCHER INCORPORATED
September 12, 1994 - December 31, 1994
RAUSCHER PIERCE REFSNES, INC.
May 26, 1989 - September 14, 1994
PRUDENTIAL EQUITY GROUP, LLC
August 31, 1984 - June 19, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
May 3, 1982 - September 28, 1984
BECKER PARIBAS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 11/17/1982
Interest Rate Options ExaminationPC
Date: 11/14/1977
AMEX Put and Call ExamSeries 1
Date: 9/17/1973
Registered Representative ExaminationCurrent Firm
FFEC WEALTH PARTNERS LLC
CRD#: 16507 / SEC#: 801-63970, 8-34082
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,755 |
| AUM (Assets Under Management) | $ 2,371,850,816 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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