RD
Richard A. Demaria
CETERA INVESTMENT ADVISERS LLC
VINELAND, NJ 08360
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CRD#: 2462597
RD
Professional summary
Richard Anthony Demaria JR, who also goes by Rich Demaria, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Vineland, New Jersey and CETERA ADVISORS LLC located in Vineland, New Jersey.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Richard has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rich Demaria
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 10/2020, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, ANNUITIES AND LONG-TERM CARE
2. WEALTH CAPITAL GROUP, INVESTMENT RELATED, , FINANCIAL SERVICES, STARTED 06/2001, OWNER, APX NUMBER OF HOURS PER WEEK 1, DURING TRADING HOURS
BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES
3. 401K PLANNERS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 06/2001, OWNER, APX NUMBER OF HOURS PER WEEK: 2, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COMPANY RETIREMENT PLANS
4. N/A, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, REAL ESTATE, STARTED 04/2004, POSITION/TITLE/RELATIONSHIP: OWNER, APX 1 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PREPARE PROPERTIES FOR RENTAL, MAINTENANCE, AND COLLECTING MONEY.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Anthony Demaria JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 258 North Main Rd 2nd Fl Ste C, Vineland, NJ 08360RIA
CRD#: 105644
VINELAND, NJ
Current
December 2, 2020 - Present
CETERA ADVISORS LLC
Office #1: 258 North Main Rd 2nd Fl Ste C, Vineland, NJ 08360BD
CRD#: 10299
VINELAND, NJ
Past
December 2, 2020 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
VINELAND, NJ
Past
September 18, 2020 - December 15, 2020
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
VINELAND, NJ
Past
September 18, 2020 - December 15, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
VINELAND, NJ
Past
November 7, 2011 - September 18, 2020
SSN ADVISORY, INC.
RIA
CRD#: 126090
VINELAND, NJ
Past
December 19, 1997 - September 18, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
VINELAND, NJ
Past
April 29, 1994 - January 3, 1998
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/2/2020)
RR
Connecticut(12/2/2020)
RR
Delaware(12/2/2020)
RR
Florida(12/2/2020)
RR
Massachusetts(6/3/2025)
RR
New Jersey(12/2/2020)
IAR
New Jersey(3/21/2024)
RR
North Carolina(12/15/2020)
RR
Pennsylvania(12/2/2020)
RR
South Carolina(1/4/2021)
RR
Virgin Islands(6/1/2021)
RR
Virginia(12/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Vineland, NJ 08360TRUST BUT VERIFY
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