Florencio Saldana
STRATEGIC ADVISERS LLC | Vice President, Wealth Planner
MISSOURI CITY, TX
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CRD#: 2462314
Professional summary
Florencio Saldana III, CFP®, who also goes by Flo Saldana, Florencio Saldana, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Missouri City, Texas and FIDELITY BROKERAGE SERVICES LLC located in Houston, Texas.
Florencio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Florencio has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 9, Series 10, Series 4 and Series 24 exams.
Biography
Fidelity is a trusted brand in the financial services industry and I am proud to be a part of the Wealth Management financial planning team. As a VP, Wealth Planner, it is my passion to work with clients and their families to develop and implement comprehensive financial plans. My commitment, values and process are all centered on my clients and their success.
Question & Answer
What are your service offerings?
Retirement Planning
Retirement Income Management
Investment Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
Flo Saldana | Florencio Saldana
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Florencio Saldana III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Education
University of Texas
Bachelor of Business Administration - Finance
1994
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 12532 Memorial Drive, Houston, TX 77024RIA
CRD#: 104555
MISSOURI CITY, TX
Current
May 29, 2007 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 12532 Memorial Drive, Houston, TX 77024BD
CRD#: 7784
Houston, TX
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
HOUSTON, TX
Past
July 3, 2008 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
HOUSTON, TX
Past
November 16, 2005 - April 27, 2007
STOCKCROSS FINANCIAL SERVICES, INC.
BD
CRD#: 6670
HOUSTON, TX
Past
May 6, 2003 - November 16, 2005
FISERV INVESTOR SERVICES, INC.
BD
CRD#: 34637
HOUSTON, TX
Past
July 5, 2001 - March 5, 2003
TRADECAST SECURITIES, LTD.
BD
CRD#: 45501
HOUSTON, TX
Past
September 14, 2000 - January 15, 2002
MCCLENDON, MORRISON & PARTNERS, INC.
BD
CRD#: 14684
CHICAGO, IL
Past
April 9, 1999 - September 6, 2000
SELF TRADING SECURITIES, INC.
BD
CRD#: 38439
AUSTIN, TX
Past
September 13, 1995 - April 2, 1997
SELF TRADING SECURITIES, INC.
BD
CRD#: 38439
AUSTIN, TX
Past
July 29, 1994 - July 10, 1995
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 29, 1994 - July 10, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/26/2020)
RR
Arizona(6/23/2014)
RR
California(2/19/2014)
RR
Colorado(2/12/2021)
RR
Connecticut(11/19/2024)
RR
District of Columbia(2/22/2022)
RR
Florida(9/13/2019)
RR
Georgia(10/9/2020)
RR
Illinois(5/3/2024)
RR
Louisiana(5/29/2007)
RR
Massachusetts(7/21/2023)
RR
Michigan(7/19/2024)
RR
Minnesota(7/8/2022)
RR
Missouri(5/19/2023)
RR
Nevada(9/9/2022)
RR
New Mexico(9/13/2019)
RR
New York(3/25/2023)
RR
North Carolina(10/5/2020)
RR
Ohio(9/11/2024)
RR
Oklahoma(4/23/2020)
RR
Oregon(4/12/2021)
RR
Pennsylvania(1/6/2020)
RR
South Carolina(12/15/2023)
RR
Tennessee(6/2/2014)
RR
Texas(5/29/2007)
IAR
Texas(3/31/2025)
RR
Virginia(7/7/2025)
RR
Washington(1/25/2021)
RR
Wyoming(7/20/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/21/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Wealth PlannerCRD#: 104555Missouri City, TXTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
