Joanna S. Chichester-clark
Professional summary
Joanna Stephanie Chichester-clark, who also goes by Joanna Stephanie Patricia Chichester-clark, Joanna Stephanie Levin, Joanna Stephanie Newman, is a registered financial professional currently at SG AMERICAS SECURITIES, LLC located in New York, New York and BERNSTEIN INSTITUTIONAL SERVICES LLC located in New York, New York.
Joanna is registered as a RR (Registered Representative) and started their career in finance in 1994. Joanna has worked at 6 firms and has passed the Series 63, SIE, Series 52, Series 7, Series 16, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joanna Stephanie Chichester-clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 29, 2022 - Present
SG AMERICAS SECURITIES, LLC
Office #1: 245 Park Avenue, New York, NY 10167April 8, 2024 - Present
BERNSTEIN INSTITUTIONAL SERVICES LLC
Office #1: 245 Park Ave, New York, NY 10167March 14, 2019 - October 25, 2022
BOFA SECURITIES, INC.
January 29, 2002 - October 25, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 21, 2001 - November 29, 2001
MORGAN STANLEY & CO. LLC
February 12, 2001 - April 4, 2001
MORGAN STANLEY & CO. LLC
March 7, 1994 - March 8, 1995
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
Primary Firm SEC Registration
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | SOLE LLC MEMBER | |
| BERTAN, LAURENCE HUGH | CHIEF COMPLIANCE OFFICER | 2332647 |
| HEATH, THOMAS | PRINCIPAL OPERATIONS OFFICER | 2892153 |
| KEYES-GREVELIS, STEPHEN N | HEAD OF SALES | 4273925 |
| MCGRANAHAN, COLIN A | HEAD OF RESEARCH | 4378110 |
| MORGAN, SCOTT THOMAS | HEAD OF TRADING | 2578628 |
| RHEE, KIHO | CHIEF FINANCIAL OFFICER / FINOP | 2827794 |
| VAN BRUGGE, ROBERT PIETER | CHIEF EXECUTIVE OFFICER | 4610799 |
Red Flags
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