Daniel H. Barajas

TLG ADVISORS

Cedar Park, TX 78613

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CRD#: 2461756

Professional summary

Daniel Hilario Barajas, who also goes by Daniel Danny Barajas, Daniel Hilario Barajas, Daniel Barajas, Danny Barajas, is a registered financial advisor currently at TLG ADVISORS, INC. located in Cedar Park, Texas and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Daniel has worked at 11 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Danny Barajas | Daniel Hilario Barajas | Daniel Barajas | Danny Barajas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) VIP INSURANCE (BENEFIT BANK DISTRIBUTORS) - 12/1/2019 - VP & Relationship Manager, Provide educational and marketing assistance to financial advisors, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) USTA TENNIS OFFICIAL - 3/1/2020 - Tennis official, Officiate tennis matches, Not Invt Rel, Tennis business, 25 hrs/mo; 0 hrs/mo (during trading hours). 3.) TLG ADVISORS, INC - 1/25/2021 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Hilario Barajas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2021 - Present

TLG ADVISORS, INC.

Office #1: 1200 Cottonwood Creek Trail, Suite 800, Cedar Park, TX 78613

RIA

CRD#: 111052

Cedar Park, TX

Current

January 26, 2021 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

Summit, NJ

Past

June 13, 2019 - December 31, 2019

TLG ADVISORS, INC.

RIA

CRD#: 111052

Chesterfield, MO

Past

June 10, 2019 - December 31, 2019

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

April 18, 2016 - July 17, 2017

QUEST CAPITAL STRATEGIES, INC.

RIA

CRD#: 16783

GEORGETOWN, TX

Past

April 18, 2016 - July 17, 2017

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

January 9, 2012 - May 15, 2014

WADDELL & REED

RIA

CRD#: 866

AUSTIN, TX

Past

January 9, 2012 - May 15, 2014

WADDELL & REED

CRD#: 866

AUSTIN, TX

Past

March 30, 2009 - January 12, 2012

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

BOERNE, TX

Past

March 30, 2009 - January 12, 2012

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

BOERNE, TX

Past

March 20, 2006 - April 6, 2009

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

BEE CAVE, TX

Past

March 20, 2006 - April 6, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

BEE CAVE, TX

Past

November 18, 2005 - March 8, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

SAN ANTONIO, TX

Past

November 18, 2005 - March 8, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

SAN ANTONIO, TX

Past

July 6, 2005 - November 21, 2005

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

AUSTIN, TX

Past

July 6, 2005 - November 21, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

January 25, 2005 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

AUSTIN, TX

Past

December 12, 2002 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

January 25, 2002 - November 5, 2002

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

March 22, 2000 - January 11, 2002

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

March 12, 1994 - April 7, 1994

SIMMERS CAPITAL MANAGEMENT CORPORATION

CRD#: 29960

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(1/26/2021)

IAR

Texas
(1/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/24/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/8/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 7/17/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/14/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/20/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/29/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

Phone number

(888) 371-0013

Established

Firm type

Fiscal year end

# of Employees

280

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	6,331
AUM (Assets Under Management)	$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel H. Barajas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Hilario Barajas's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

QUEST CAPITAL STRATEGIES, INC.

QUEST CAPITAL STRATEGIES, INC.

WADDELL & REED

WADDELL & REED

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

MML INVESTORS SERVICES, LLC

PFS INVESTMENTS INC.

SIMMERS CAPITAL MANAGEMENT CORPORATION

Primary Firm SEC Registration

TLG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/24/2005

Series 63

Date: 4/8/2000

Series 79TO

Date: 1/2/2023

SIE

Date: 7/17/2017

Series 7

Date: 7/14/2003

Series 6

Date: 3/20/2000

Series 24

Date: 10/29/2007

FINRA

Current Firm

TLG ADVISORS, INC.

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLG ADVISORS, INC.

TRUST BUT VERIFY

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