Philmour B. Hillman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philmour Burton Hillman was a registered financial professional .
Philmour is a previously registered financial professional and started their career in finance in 1969. Philmour had worked at 14 firms and has passed the Series 63, Series 6, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2001 - March 18, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 8, 2000 - July 10, 2001
SENTRA SECURITIES CORPORATION
February 22, 1997 - April 7, 1997
AMERICAN GENERAL SECURITIES INCORPORATED
January 7, 1993 - December 31, 1996
SPELMAN & CO., INC.
February 4, 1992 - December 31, 1992
ADVANTAGE CAPITAL CORPORATION
August 23, 1990 - July 8, 1991
FEDERATION FOR FINANCIAL INDEPENDENCE
July 11, 1988 - January 20, 1989
MUTUAL SERVICE CORPORATION
May 7, 1987 - December 19, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
April 25, 1986 - June 19, 1987
TMA GOVERNMENT SECURITIES, LTD.
November 8, 1974 - December 14, 1975
SHEARSON HAYDEN STONE INC.
September 5, 1974 - November 8, 1974
HAYDEN STONE INC.
May 15, 1974 - October 19, 1974
LOEB RHOADES & CO
December 11, 1972 - May 8, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
April 11, 1969 - December 6, 1972
STERN, FRANK, MEYER & FOX, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/1/1969
Registered Representative ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD#: 6694 / SEC#: , 8-17983
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | OWNER | |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| ELWYN, TASHTEGO SPRING | DIRECTOR | 2319098 |
| GEIS, WILLIAM CHRISTIAN | DIRECTOR | 2171250 |
| GRIGAS CALIGIURI, KARA | PRINCIPAL FINANCIAL OFFICER, FINOP | 2146027 |
| KRUCHTEN, STEPHEN EDWARD | DIRECTOR | 1645287 |
| REID, SHANNON BELVEAL | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 4815189 |
| RUST, KEITH G | PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL | 6306997 |
Disclosures
| Regulatory Event | 128 |
| Arbitration | 76 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
