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Miles Stratton Draycott

CRD# 2461233·Registered 1994 - 2013
Previously Registered: Being a previously registered professional could mean that Miles is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Miles Stratton Draycott was a registered financial advisor. Miles was a previously registered financial professional and started their career in finance 1994 - 2013. Miles had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

STORMHARBOUR SECURITIES LP·CRD# 35997
BD
New York, NY
June 25, 2009 - May 9, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
April 11, 2002 - January 19, 2007
SWISS RE CAPITAL MARKETS CORPORATION·CRD# 39978
BD
New York, NY
July 12, 1999 - May 30, 2001
AON SECURITIES LLC·CRD# 4138
BD
Chicago, IL
September 21, 1998 - May 27, 1999
SMBC NIKKO SECURITIES AMERICA, INC.·CRD# 28602
BD
New York, NY
April 18, 1994 - March 8, 1995

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Current Firm

SS
STORMHARBOUR SECURITIES LP

MYERBERG & COMPANY, L.P. | STORMHARBOUR SECURITIES LP

CRD#: 35997 / SEC#: 8-46999
BD
Terminated by SEC on 06/27/2023

Contact Information

Established

Delaware since 04/03/2009

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
STORMHARBOUR PARTNERS LPLIMITED PARTNER—
CHAPEY, FREDRICK JOSEPH JR.MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER, INVESTMENT BANKING MANAGER2053857
STORMHARBOUR SECURITIES GP LLCGENERAL PARTNER—
VITTOR, GREG TODDFINOP1864219

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2009About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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