Dale R. Pfeifer
Professional summary
Dale R Pfeifer, who also goes by Dale Robert Pfeifer, Dale Pfeifer, is a registered financial advisor currently at WESTWARD INVESTMENT ADVISORY located in Prairie Village, Kansas.
Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Dale has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dale R Pfeifer's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2016 - Present
WESTWARD INVESTMENT ADVISORY
Office #1: 4200 W. 83rd Street Suite 200, Prairie Village, KS 66208August 23, 2016 - January 7, 2020
CENTRAL STATES CAPITAL MARKETS, LLC
February 7, 2014 - September 11, 2015
CENTRAL STATES CAPITAL MARKETS, LLC
January 18, 2014 - January 7, 2020
CENTRAL STATES CAPITAL MARKETS, LLC
December 18, 1997 - March 26, 2007
UMB FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
WESTWARD INVESTMENT ADVISORY
CRD#: 281742 / SEC#: 801-118800
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/17/2016)
Exams
Current Firm
WESTWARD INVESTMENT ADVISORY
CRD#: 281742 / SEC#: 801-118800
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 489,542,887 |
Red Flags
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