Trenton J. Grens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trenton James Grens, who also goes by Trent J Grens, Trent Grens, was a registered financial professional .
Trenton is a previously registered financial professional and started their career in finance in 1994. Trenton had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2022 - September 25, 2024
ASSETMARK, INC.
June 17, 2022 - September 25, 2024
ASSETMARK BROKERAGE, LLC
November 18, 2016 - February 8, 2021
NORTHERN LIGHTS DISTRIBUTORS, LLC
October 13, 2015 - February 16, 2021
ASTOR INVESTMENT MANAGEMENT LLC
June 2, 2014 - June 12, 2015
ALLSTATE FINANCIAL SERVICES, LLC
December 1, 2005 - April 7, 2006
CITIZENS SECURITIES, INC.
April 19, 2005 - December 1, 2005
CHARTER ONE SECURITIES, INC.
October 30, 2000 - March 9, 2005
BANC ONE SECURITIES CORPORATION
February 1, 1999 - March 9, 2005
BANC ONE SECURITIES CORPORATION
February 20, 1997 - February 1, 1999
WINGSPAN INVESTMENT SERVICES
March 10, 1995 - December 4, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 29, 1994 - June 13, 1994
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
ASSETMARK, INC.
CRD#: 109018 / SEC#: 801-56323
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASSETMARK, INC.
CRD#: 109018 / SEC#: 801-56323
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 410,749 |
| AUM (Assets Under Management) | $ 77,412,781,198 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 12/19/2024 | ||
| 08/23/2024 | ||
| 12/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
