Kevin K. Rynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Kenneth Rynn, who also goes by Kevin Kenneth Rynn, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1994. Kevin had worked at 13 firms and has passed the Series 63, Series 66, Series 52TO, Series 6TO, Series 22TO, Series 82TO, Series 99TO, Series 57TO, Series 7TO, SIE, Series 3, Series 7, Series 53, Series 4, Series 14, Series 39, Series 28, Series 26, Series 24, Series 27 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2024 - July 15, 2025
AQUAS FINANCIAL, LLC
November 4, 2009 - May 15, 2012
MOMENTUM INDEPENDENT NETWORK INC.
November 4, 2009 - May 15, 2012
MOMENTUM INDEPENDENT NETWORK INC.
November 15, 2007 - May 4, 2009
AVANTAX INVESTMENT SERVICES, INC.
October 6, 2005 - October 1, 2007
CITY NATIONAL SECURITIES, INC.
December 8, 2004 - August 23, 2005
E*TRADE SECURITIES LLC
October 18, 2004 - November 17, 2004
INTERACTIVE BROKERS CORP.
October 28, 2003 - October 25, 2004
STOCKS 4 LESS, INC.
July 30, 2003 - October 28, 2003
NATIONAL CLEARING CORP.
January 31, 2002 - July 18, 2003
BROWNCO, LLC
August 23, 1995 - May 16, 2001
BROWNCO, LLC
May 30, 1995 - August 8, 1995
REEF SECURITIES, INC.
August 1, 1994 - December 20, 1994
JOSEPHTHAL & CO., INC.
May 16, 1994 - July 14, 1994
GAINEY FINANCIAL SERVICES, INC.
April 12, 1994 - April 28, 1994
DICKINSON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 6/10/2025
Municipal Securities Representative ExaminationSeries 6TO
Date: 11/19/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 11/19/2024
Direct Participation Programs Representative ExaminationSeries 82TO
Date: 11/19/2024
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 11/19/2024
Operations Professional ExaminationSeries 57TO
Date: 10/31/2024
Securities Trader ExamSeries 7TO
Date: 10/11/2024
General Securities Representative ExaminationSeries 28
Date: 4/1/2025
Introducing Broker/Dealer Financial Operations Principal ExaminationSeries 8
Date: 4/28/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AQUAS FINANCIAL, LLC
CRD#: 311274 / SEC#: , 8-70610
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAIN STREET TRUST | SHAREHOLDER | |
| WAYNE WURTSBAUGH 2018 FAMILY DYNASTY TRUST | SHAREHOLDER | |
| ALSEDEK, STEVEN MICHAEL | CHIEF COMPLIANCE OFFICER (CCO), CHIEF RISK OFFICER (CRO), ANTI-MONEY LAUNDERING OFFICER (AMLO) | 2520569 |
| ALSEDEK, STEVEN MICHAEL | COO, POO | 2520569 |
| ALSEDEK, STEVEN MICHAEL | CHIEF FINANCIAL OFFICER (CFO), FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO) | 2520569 |
| JANOWSKI, JEFF | HEAD OF ELECTRONIC TRADING / MARGIN PRINCIPAL / REGISTERED OPTIONS PRINCIPAL / MUNICIPAL SECURITIES PRINCIPAL | 5703929 |
| WURTSBAUGH, WAYNE ALAN | CHIEF TECHNOLOGY OFFICER | 2629833 |
| WURTSBAUGH, WAYNE ALAN | TRUSTEE / CHIEF EXECUTIVE OFFICER | 2629833 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
