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LA

Lourdes R. Abadin

TRB CAPITAL MARKETS
CORAL GABLES, FL 33134
Some features on this profile are disabled
CRD#: 2460147
LA

Professional summary


Lourdes Reyes Abadin, who also goes by Lourdes Reyes, is a registered financial professional currently at TRB CAPITAL MARKETS, LLC located in Coral Gables, Florida.

Lourdes is registered as a RR (Registered Representative) and started their career in finance in 1996. Lourdes has worked at 8 firms and has passed the Series 63, Series 52TO, SIE, Series 50, Series 7 and Series 54 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Lourdes Reyes

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Lourdes Reyes Abadin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 8, 2024 - Present

TRB CAPITAL MARKETS, LLC

Office #1: 55 Merrick Way Suite 216, Coral Gables, FL 33134
BD
CRD#: 322618
CORAL GABLES, FL
Past

July 21, 2005 - September 30, 2024

ESTRADA HINOJOSA & COMPANY, INC.

BD
CRD#: 19299
COCONUT GROVE, FL
Past

October 22, 1999 - January 14, 2002

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

December 21, 1998 - June 9, 1999

JACKSON SECURITIES LLC

BD
CRD#: 19897
ATLANTA, GA
Past

December 2, 1998 - January 12, 1999

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA
Past

June 5, 1997 - November 18, 1997

DOUGLAS JAMES SECURITIES, INC.

BD
CRD#: 29492
POMPANO BEACH, FL
Past

October 18, 1996 - February 10, 1998

GRIGSBY & ASSOCIATES, INC.

BD
CRD#: 13364
SAN FRANCISCO, CA
Past

April 4, 1996 - May 9, 1996

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/26/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 4/19/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


TC
TRB CAPITAL MARKETS, LLC
ESTRADA HINOJOSA | TRB CAPITAL MARKETS, LLC

CRD#: 322618 / SEC#: , 8-70999

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
6770 West Expressway 83, Harlingen, TX 78552
Mailing Address
6770 West Expressway 83, Harlingen, TX 78552
Phone number
(956) 682-2265
Established
Texas since 08/19/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TEXAS REGIONAL BANKOWNER
COULTER, ROBERT VINCENTCHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL4211707
HEBERT, MICHAEL JAMESCOMPLIANCE OFFICER/VP/SROP1229298
HINOJOSA, NOE JRPRESIDENT - MUNICIPAL BANKING1782212
JOHNSON, KRISTY KAYFINOP4470948
TIPPIT, JOHN LEE IVCEO/PRESIDENT OF CAPITAL MARKETS5809446

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRB CAPITAL MARKETS, LLC

CRD#: 322618Coral Gables, FL 33134

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