Scott A. Holan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Andrew Holan was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1994. Scott had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2018 - March 21, 2022
BOLTHOUSE INVESTMENT MANAGEMENT SERVICES
October 26, 2016 - March 16, 2018
JOHNSON WEALTH INC.
August 1, 2012 - December 14, 2012
BMO HARRIS FINANCIAL ADVISORS, INC.
June 8, 2012 - January 20, 2014
BMO ASSET MANAGEMENT CORP.
July 11, 2005 - June 8, 2012
M&I INVESTMENT MANAGEMENT CORP.
March 9, 2000 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
February 28, 1994 - February 15, 2000
STRONG INVESTMENTS, INC.
Primary Firm SEC Registration
BOLTHOUSE INVESTMENT MANAGEMENT SERVICES
CRD#: 148531 / SEC#: 801-73757
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOLTHOUSE INVESTMENT MANAGEMENT SERVICES
CRD#: 148531 / SEC#: 801-73757
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 269 |
| AUM (Assets Under Management) | $ 544,820,508 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2024 | ||
| 10/27/2023 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
