Todd M. Lamb
Professional summary
Todd Matthew Lamb is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Todd is registered as a RR (Registered Representative) and started their career in finance in 1994. Todd has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd Matthew Lamb's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2008 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917September 12, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
August 17, 2007 - September 12, 2007
FIDELITY BROKERAGE SERVICES LLC
December 5, 2005 - July 9, 2007
TRANSAMERICA INVESTORS SECURITIES, LLC
March 7, 2005 - September 13, 2005
MML INVESTORS SERVICES, LLC
May 6, 1994 - June 12, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2025)
(6/8/2018)
(3/1/2016)
(6/8/2018)
(12/6/2024)
(12/5/2022)
(12/5/2022)
(12/5/2022)
(6/8/2018)
(12/5/2022)
(6/8/2018)
(6/8/2018)
(1/1/2008)
(12/6/2024)
(12/5/2022)
(12/5/2022)
(6/8/2018)
(1/1/2008)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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