Myron D. Mitchell

OSAIC WEALTH

WINSTON SALEM, NC 27104

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CRD#: 2459003

Professional summary

Myron Dowell Mitchell is a registered financial advisor currently at OSAIC WEALTH, INC. located in Winston Salem, North Carolina.

Myron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Myron has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***MITCHELL WEALTH MANAGEMENT GROUP, LLC DBA PRESIDENT 95% TIME SPENT ***GREENFIELD FAMILY FARMS, LLC POSITION: Owner NATURE: GREENFIELD FAMILY FARMS, LLC Hunting Lease to Mitchell Wealth Management Group, LLC; growth of timber; land lease to local farmer for row crops INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 2 START DATE: 03/28/2012 ADDRESS: 1662 Watts Rd, Walnut Cove NC 27052 DESCRIPTION: 100% Owner. Farm land and equipment upkeep. Management of leases, income, expenses and planning future leases and crops ***COMMONWEALTH POSITION: servicing rep NATURE: COMMONWEALTH LIFE ANNUITY AND LIFE INSURANCE COMPA VARIABLE ANNUITIES, VARIABLE UNIVERSAL LIFE INSURA REGISTERED REP 45% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/1994 ADDRESS: 20 Guest Street, Brighton MA 02135 DESCRIPTION: Servicing existing clients and receive trail commissions from a legacy book of Commonwealth variable annuity and variable life book of business SAI granted an exception to this book of business when I joined SAI in 2003 ***SAA POSITION: IAR NATURE: SECURITIES AMERICA ADVISORS, INC, SALE OF SECURITIES APPROVED BY SAI, INC- REGISTERED INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 12/2003 - LOCATED AT 514 S. STRATFORD RD STE 305, WINSTON SALEM, NC 27103 INVESTMENT RELATED: Yes NUMBER OF HOURS: 1000 SECURITIES TRADING HOURS: 800 START DATE: 12/01/2003 ADDRESS: 514 South Stratford Rd, Suite 305, Winston Salem NC 27103 DESCRIPTION: Fee based money management, TAMPs, Fee based planning, Managed Ops, FAP ***MITCHELL WEALTH MANAGEMENT GROUP, LLC POSITION: Owner NATURE: Fixed Insurance Business INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2003 ADDRESS: 4622 Country Club Rd, Suite 270, Winston Salem NC 27104 DESCRIPTION: As an NC Life, Health and LTC agent; to offer fixed insurance products to clients and prospects.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Myron Dowell Mitchell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Myron Dowell Mitchell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 4622 Country Club Road, Suite 270, Winston Salem, NC 27104

RIA

CRD#: 23131

WINSTON SALEM, NC

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 4622 Country Club Road, Suite 270, Winston Salem, NC 27104

RIA

CRD#: 23131

WINSTON SALEM, NC

Past

January 5, 2004 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

Winston Salem, NC

Past

December 19, 2003 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

WINSTON SALEM, NC

Past

December 31, 2001 - December 19, 2003

VERAVEST INVESTMENT ADVISORS, INC.

RIA

CRD#: 105796

WALNUT COVE, NC

Past

May 11, 1994 - December 19, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

March 16, 1994 - April 28, 1994

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/14/2024)

Colorado
(6/14/2024)

Florida
(6/14/2024)

IAR

Florida
(9/30/2024)

Georgia
(6/14/2024)

IAR

Georgia
(6/14/2024)

Maryland
(8/29/2024)

Massachusetts
(6/14/2024)

Michigan
(6/14/2024)

New Jersey
(6/14/2024)

North Carolina
(6/14/2024)

IAR

North Carolina
(6/14/2024)

Ohio
(6/14/2024)

Pennsylvania
(7/14/2025)

South Carolina
(6/14/2024)

Tennessee
(11/6/2025)

Virginia
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/20/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/28/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Myron D. Mitchell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Myron Dowell Mitchell's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Myron Dowell Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

VERAVEST INVESTMENT ADVISORS, INC.

VERAVEST INVESTMENTS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/1995

Series 63

Date: 2/28/1994

SIE

Date: 10/1/2018

Series 7

Date: 3/20/1995

Series 6

Date: 2/28/1994

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

Contact information

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