Vastupal R. Shah
Professional summary
Vastupal R Shah, who also goes by Vastu Shah, is a registered financial professional currently at MODERN CAPITAL SECURITIES INC. located in Raleigh, North Carolina.
Vastupal is registered as a RR (Registered Representative) and started their career in finance in 1994. Vastupal has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vastupal R Shah's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2026 - Present
MODERN CAPITAL SECURITIES INC.
Office #1: 7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617February 11, 2013 - October 31, 2025
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
July 27, 1999 - February 8, 2013
THE INVESTMENT CENTER, INC.
December 9, 1998 - July 23, 1999
FFP SECURITIES, INC.
March 29, 1994 - December 15, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2026)
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(1/4/2026)
Exams
FINRA
Current Firm
MODERN CAPITAL SECURITIES INC.
CRD#: 130876 / SEC#: , 8-66403
Contact information
FINRA licenses (36 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
MODERN CAPITAL SECURITIES INC.
CRD#: 130876Raleigh, NC 27617TRUST BUT VERIFY
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