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MR

Michael T. Regan

CADMAN SECURITIES
ISLE OF PALMS, SC
Some features on this profile are disabled
CRD#: 2458924
MR

Professional summary

Michael Timothy Regan, who also goes by Michael Regan, is a registered financial professional currently at CADMAN SECURITIES, LLC located in Isle Of Palms, South Carolina.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 13 firms and has passed the Series 63, Series 52TO, Series 6TO, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Regan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Timothy Regan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 20, 2023 - Present

CADMAN SECURITIES, LLC

BD
CRD#: 128344
ISLE OF PALMS, SC
Past

August 9, 2022 - July 19, 2023

ROBERTS & RYAN, INC.

BD
CRD#: 19456
NEW YORK, NY
Past

July 13, 2020 - May 20, 2022

HILLTOP SECURITIES INC.

BD
CRD#: 6220
CHARLOTTE, NC
Past

September 12, 2017 - May 4, 2020

PIPER SANDLER & CO.

BD
CRD#: 665
CHARLOTTE, NC
Past

February 10, 2014 - September 13, 2017

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
CHARLOTTE, NC
Past

October 23, 2012 - January 27, 2014

SANTANDER US CAPITAL MARKETS LLC

BD
CRD#: 150696
CHARLOTTE, NC
Past

January 24, 2011 - March 7, 2013

PIERPONT CAPITAL ADVISORS LLC

BD
CRD#: 108424
CHARLOTTE, NC
Past

October 14, 2008 - February 23, 2011

CROSS POINT CAPITAL LLC

BD
CRD#: 136223
CHARLOTTE, NC
Past

April 11, 2002 - August 21, 2008

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
CHARLOTTE, NC
Past

October 1, 1999 - April 8, 2002

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

February 2, 1998 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

December 2, 1994 - February 2, 1998

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 19002
CHARLOTTE, NC
Past

August 26, 1994 - December 1, 1994

BANCAMERICA SECURITIES, INC.

BD
CRD#: 17977
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(10/29/2025)
RR
New York
(7/20/2023)
RR
South Carolina
(7/20/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 5/17/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/28/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 7/13/2006
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/2/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CADMAN SECURITIES, LLC
ANCHOR ASSET MANAGEMENT LLC | CADMAN SECURITIES, LLC

CRD#: 128344 / SEC#: , 8-66126

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
313 W Wolf Point Plaza Unit 3601, Chicago, IL 60654
Mailing Address
313 W Wolf Point Plaza Unit 3601, Chicago, IL 60654
Phone number
(980) 420-6301
Established
New York since 08/06/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CADMAN CAPITAL HOLDINGS, LLCOWNER
BROWN, SCOTT LESLIEFINOP6694802
RAND, PAIGE WOODSUMCHIEF COMPLIANCE OFFICER4520907
REGAN, MICHAEL TIMOTHYCEO2458924

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CADMAN SECURITIES, LLC

CRD#: 128344Isle Of Palms, SC

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