SM
Stephen G. Marek
ATCAP PARTNERS
New York, NY 10004
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CRD#: 2458841
SM
Professional summary
Stephen Gregory Marek is a registered financial advisor currently at ATCAP PARTNERS, LLC located in New York, New York and CEROS FINANCIAL SERVICES, INC. located in New York, New York.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Stephen has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BUTTONWOOD SELECT OPPORTUNITIES MANAGEMENT ASSOCIATES LLC AT 1000 RXR PLAZA, UNIONDALE, NY 11556. GENERAL PARTNER OF THE JGUN AFFILIATED BUTTONWOOD FUNDS AS A NON-VOTING PASSIVE MEMBER SINCE 01/2013. O HOURS/WK IN THIS INVESTMENT RELATED BUSINESS. DUTIES ARE PASSIVE BUT THERE IS A POTENTIAL OF EARNING COMPENSATION ON A CONTINGENT BASIS AT THE DISCRETION OF THE MANAGING MEMBERS.; 2) BUTTONWOOD H1 MANAGEMENT ASSOCIATES LLC AT 1000 RXR PLAZA, UNIONDALE, NY 11556. MEMBER OF A JGUN AFFILIATED BUTTONWOOD FUND AS A NON-VOTING PASSIVE MEMBER SINCE 05/2017. O HOURS/WK IN THIS INVESTMENT RELATED BUSINESS. DUTIES ARE PASSIVE BUT THERE IS A POTENTIAL OF EARNING COMPENSATION ON A CONTINGENT BASIS AT THE DISCRETION OF THE MANAGING MEMBERS.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Gregory Marek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2025 - Present
ATCAP PARTNERS, LLC
Office #1: 80 Broad Street 29th Floor, New York, NY 10004RIA
CRD#: 158214
New York, NY
Current
February 25, 2025 - Present
CEROS FINANCIAL SERVICES, INC.
Office #1: 80 Broad Street 29th Floor, New York, NY 10004BD
CRD#: 37869
New York, NY
Past
June 14, 2016 - February 26, 2025
JOSEPH GUNNAR & CO. LLC
RIA
CRD#: 24795
COMMACK, NY
Past
January 6, 2009 - June 19, 2015
JOSEPH GUNNAR & CO. LLC
RIA
CRD#: 24795
COMMACK, NY
Past
January 2, 2009 - February 26, 2025
JOSEPH GUNNAR & CO. LLC
BD
CRD#: 24795
UNIONDALE, NY
Past
July 5, 2002 - January 28, 2009
AMERICAN CAPITAL PARTNERS, LLC
BD
CRD#: 119249
MEDFORD, NY
Past
April 17, 2001 - August 1, 2002
MILESTONE FINANCIAL SERVICES, INC.
BD
CRD#: 43295
BOHEMIA, NY
Past
August 27, 1998 - April 23, 2001
JOSEPH GUNNAR & CO. LLC
BD
CRD#: 24795
UNIONDALE, NY
Past
February 28, 1994 - August 28, 1998
FIRST ASSET MANAGEMENT, INC.
BD
CRD#: 17341
GARDEN CITY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ATCAP PARTNERS, LLC
ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH
CRD#: 158214 / SEC#: 801-72617
RIA
Registered Investment Advisory firm - (7/25/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/3/2025)
RR
California(3/7/2025)
RR
Colorado(4/17/2025)
RR
Connecticut(2/26/2025)
RR
District of Columbia(3/5/2025)
RR
Florida(3/3/2025)
RR
Georgia(3/31/2025)
RR
Idaho(2/27/2025)
RR
Illinois(5/23/2025)
RR
Indiana(3/6/2025)
RR
Iowa(3/3/2025)
RR
Louisiana(3/3/2025)
RR
Maine(3/3/2025)
RR
Maryland(3/6/2025)
RR
Michigan(3/3/2025)
RR
Minnesota(3/3/2025)
RR
Nevada(3/4/2025)
RR
New Hampshire(3/5/2025)
RR
New Jersey(2/25/2025)
RR
New York(3/2/2025)
IAR
New York(3/12/2025)
RR
North Carolina(3/5/2025)
RR
Ohio(3/10/2025)
RR
Oklahoma(3/3/2025)
RR
Oregon(3/3/2025)
RR
Pennsylvania(3/3/2025)
RR
South Carolina(3/4/2025)
RR
Texas(2/26/2025)
RR
Virginia(3/10/2025)
RR
Washington(3/3/2025)
RR
Wisconsin(2/27/2025)
RR
Wyoming(2/28/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
AP
ATCAP PARTNERS, LLC
ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH
CRD#: 158214 / SEC#: 801-72617
RIA
Registered Investment Advisory firm - (7/25/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1445 Research Boulevard #530, Rockville, MD 20850
Mailing Address
Phone number
(866) 842-3356
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 220 |
| AUM (Assets Under Management) | $ 62,948,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
