JH
Jeffery D. Haller
VESTGEN ADVISORS
Naples, FL
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CRD#: 2458776
JH
Professional summary
Jeffery Dean Haller, who also goes by Jeffery D Haller, Jeffrey Dean Haller, is a registered financial advisor currently at VESTGEN ADVISORS, LLC located in Naples, Florida and PRIVATE CLIENT SERVICES, LLC located in Naperville, Illinois.
Jeffery is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Jeffery has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffery D Haller | Jeffrey Dean Haller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) VestGen Wealth Partners Holdings, LLC. 213 W Union Ave, Wheaton, IL 60187. Financial Services Holding Company. Limited Partner, Principal and Founding Member. Investment related. 2) GRIT Performance. 1222 N Eola, Aurora, IL 60502. Gym & Fitness Training. Passive Investor. 0 hrs/mo. Not investment related. 3) Mohns & Haller, Inc. 2155 CityGate Lane, Ste 125, Naperville, IL 60563. Operating Company thru which payroll and benefits are paid to employees. 50% owner/secretary. 0 hrs/mo; Not investment related. 4) Wisdom4Wealth LLC. 1110 Pine Ridge Rd, Ste 301, Naples, FL 34108. Holdings company for our shares of VestGen Wealth Partners, LLC. Secretary/founding member 46.5% owner. 0 hrs/mo. Not investment related. 5) Wisdom for Wealth, Inc. 1110 Pine Ridge Rd, Ste 301, Naples, FL 34108. Support company for advisory firm. 50% owner/secretary. 0 hrs/mo. Not investment related. 6) VestGen Advisors, LLC. 1605 Colonial Parkway, Inverness, IL 60067. RIA. 160 hrs/mo; 160 during trading hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffery Dean Haller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2024 - Present
VESTGEN ADVISORS, LLC
Office #2: 2155 Citygate Lane Suite 125, Naperville, IL 60563RIA
CRD#: 318657
Naples, FL
Current
October 14, 2024 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 2155 Citygate Lane, Suite 125, Naperville, IL 60563RIA
BD
CRD#: 120222
Naperville, IL
Past
January 2, 2009 - October 18, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Naples, FL
Past
January 19, 1999 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
Naples, FL
Past
November 23, 1998 - October 18, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Naples, FL
Past
April 13, 1994 - November 17, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
CRD#: 318657 / SEC#: 801-123390
RIA
Registered Investment Advisory firm - (3/4/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/14/2024)
RR
Arizona(10/14/2024)
RR
California(12/12/2024)
RR
Florida(10/14/2024)
IAR
Florida(10/18/2024)
RR
Illinois(10/14/2024)
IAR
Illinois(10/24/2024)
RR
Michigan(1/8/2025)
RR
Mississippi(10/14/2024)
RR
New Jersey(10/24/2025)
RR
North Carolina(10/14/2024)
RR
South Carolina(10/14/2024)
RR
Tennessee(10/14/2024)
IAR
Texas(10/15/2024)
RR
Virginia(10/14/2024)
RR
Wisconsin(10/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
CRD#: 318657 / SEC#: 801-123390
RIA
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Contact information
Main Address
1605 West Colonial Parkway, Inverness, IL 60067
Mailing Address
Phone number
(312) 237-4446
Established
Firm type
Fiscal year end
# of Employees
115
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,800 |
| AUM (Assets Under Management) | $ 3,470,310,102 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
