Robert B. Jaffee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Blair Jaffee, who also goes by Robert B Jaffee, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2024 - September 10, 2024
MARCO POLO SECURITIES INC.
June 6, 2017 - May 30, 2018
STONEHAVEN, LLC
March 7, 2007 - April 22, 2024
ROTHSCHILD & CO REDBURN
July 27, 2004 - June 14, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 20, 1997 - June 14, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 15, 1994 - July 22, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MARCO POLO SECURITIES INC.
CRD#: 46561 / SEC#: , 8-51480
Contact information
FINRA licenses (35 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
