SB
Sherwood L. Brown
EAGLE STRATEGIES LLC
TALLAHASSEE, FL 32308
Some features on this profile are disabled
CRD#: 2458455
SB
Professional summary
Sherwood L Brown Sr., CFP®, who also goes by Sherwood Loren Brown, Sherwood Brown, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Tallahassee, Florida and NYLIFE SECURITIES LLC located in Tallahassee, Florida.
Sherwood is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Sherwood has worked at 4 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sherwood Loren Brown | Sherwood Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[The Tallahassee Area Chapter of 100 Black Men of America, Inc.; The 100 Black Men of Tallahassee Area, Inc. helps to empower youth in our community to make positive life choices that enable them to maximize their potential; P.O. Box 6218, Tallahassee, FL 32318; Start Date 06/1992; Role/Title: Officer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours;Treasurer/Vice-President of Finance. Deposits are made by the assistant chair and membership chair. Prepare financial statements for monthly board meetings] [Metropolitan Cathedral of Truth, Inc.; Church of the Christian Faith; 1110 RIch Bay Road, Havana, FL 32333; Start Date 02/1991; Role/Title: Board Member; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours; Board Member - I sit on the board, responsible for making financial decisions on behalf of the church. They only meet about twice per year and that is in preparation for the annual budget.Minister of Music/Pianist - Prepare vocals for services, participate in the church band] [Leon County Chapter of Florida A&M University National Alumni Association (FAMU NAA); The Leon County Chapter of the FAMU NAA is a direct support organization of the university. Comprised of alumni who attended FAMU for at least one semester.; P.O. Box 10136, Tallahassee, FL 32302-2136; Start Date 03/2018; Role/Title: Officer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours;As the treasurer I prepare Income & Expenses Statements for the monthly E-Board Meeting and Chapter Meetings. I present the financials during those monthly meetings as well] [The Northwest Florida Black Business Investment Corporation (BBIC); The BBIC provides technical assistance and loans to black owned businesses in the Florida Panhandle; 625 East Tennessee Street, Suite 220-2, Tallahassee, FL 32302 or P.O. Box 10782, Tallahassee, FL 32302; Start Date 06/1994; Role/Title: President/Not on corporate paperwork; Investment Related; 10 hours per month; 4 hours per month during securities trading hours; Assist in the presentation of loan packages for submission to the board for approval-mail statements and follow up with borrowers with delinquencies-prepare a board package for the quarterly board meeting-Attend loan closings approximately 4-5 annually on behalf of the BBIC] [DHS (Dillard High School) Class of 1985 Reunion, Inc.; My high school graduating class incorporated so that we could establish an account.; 2400 E Aragon Blvd., Unit 3, Sunrise, FL 33313; Start Date 07/2021; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours;treasurer and I am responsible for presenting financial statements to my classmates during monthly meetings] [Rotary Club of Tallahassee; community service organization; P.O. Box 3221, Tallahassee, FL 33315; Start Date 07/2022; Role/Title: Volunteer; Not Investment Related; 10 hours per month; 5 hours per month during securities trading hours; Area Governor responsible for oversight of 4 Rotary Cubs in Tallahassee. The AG serves as an assistant to the District Governor.][Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 2623 Centennial Blvd., Suite 205, Tallahassee, FL 32308; Start Date 09/2024; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours][Tallahassee Rotary Foundation Inc.; serve of the board of the Tallahassee Rotary Foundation.501c3 arm of the Rotary Club of Tallahassee of which I am a Past President ; 7874 Gamble Road, Monticello, FL 32344; Start Date 11/2024; Role/Title: Board Member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours; assisting in the governing of the foundation]
CRS (Client Relationship Summary) - RIA
Click below to view Sherwood L Brown Sr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 4, 2025 - Present
EAGLE STRATEGIES LLC
Office #1: 2623 Centennial Blvd Suite 205, Tallahassee, FL 32308RIA
CRD#: 110826
TALLAHASSEE, FL
Current
September 9, 2020 - Present
NYLIFE SECURITIES LLC
Office #1: 2623 Centennial Blvd Suite 205, Tallahassee, FL 32308BD
CRD#: 5167
Tallahassee, FL
Past
October 1, 2000 - December 31, 2003
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
TALLAHASSEE, FL
Past
October 1, 2000 - December 31, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
March 8, 1994 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/18/2024)
RR
District of Columbia(8/8/2022)
RR
Florida(9/11/2020)
IAR
Florida(6/4/2025)
RR
Georgia(12/4/2020)
RR
Maryland(4/13/2022)
RR
Minnesota(6/13/2024)
RR
New York(6/16/2023)
RR
Tennessee(4/30/2024)
RR
Texas(2/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/19/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 9/9/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
