James T. Hill

HOVDE GROUP

Inverness, IL 60067

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CRD#: 245838

Professional summary

James Townsend Hill is a registered financial professional currently at HOVDE GROUP, LLC located in Inverness, Illinois.

James is registered as a RR (Registered Representative) and started their career in finance in 1970. James has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

Click below to view James Townsend Hill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2006 - Present

HOVDE GROUP, LLC

Office #1: 1629 Colonial Parkway, Inverness, IL 60067

CRD#: 25425

Inverness, IL

Past

June 20, 2001 - March 15, 2006

B. RILEY SECURITIES, INC.

CRD#: 25027

LOS ANGELES, CA

Past

February 1, 2001 - February 28, 2001

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

April 21, 1998 - January 31, 2001

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

May 13, 1993 - May 7, 1998

RYAN BECK & CO.

CRD#: 3248

FLORHAM PARK, NJ

Past

September 7, 1989 - July 23, 1991

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 14, 1988 - July 17, 1989

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

February 22, 1980 - May 3, 1983

WARBURG PARIBAS BECKER INCORPORATED

CRD#: 6742

Past

October 22, 1970 - February 25, 1980

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/7/2006)

Exams

State Security Law Exam

Series 63

Date: 2/28/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 10/19/1970

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/26/1988

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

HOVDE GROUP, LLC

HOVDE GROUP, LLC | HOVDE SECURITIES, INC. | HOVDE SECURITIES LLC

CRD#: 25425 / SEC#: , 8-41597

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1629 Colonial Parkway, Inverness, IL 60067

Mailing Address

1629 Colonial Parkway, Inverness, IL 60067

Phone number

(847) 991-6622

Established

Delaware since 10/11/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HOVDE, STEVEN DONALD	CHAIRMAN, CHIEF EXECUTIVE OFFICER	1907781
BARBARINE, NICKOLAS JOHN	SENIOR MANAGING PARTNER	2274812
HOVDE, KIRK STEVEN	MANAGING PARTNER/HEAD OF INVESTMENT BANKING	5552791
DAVIS, PATRICIA LYNN	CHIEF COMPLIANCE OFFICER	5613123
DIJOHN, ANTHONY JOHN	CFO/FINOP	6370306
HEDREI, MICHAEL STEPHEN	MANAGING PARTNER/HEAD OF CAPITAL MARKETS	4243972

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

James T. Hill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Townsend Hill's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY SECURITIES, INC.

TUCKER ANTHONY INCORPORATED

SUTRO & CO. INCORPORATED

RYAN BECK & CO.

UBS FINANCIAL SERVICES INC.

SALOMON BROTHERS INC.

WARBURG PARIBAS BECKER INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/28/2011

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 10/19/1970

Series 24

Date: 5/26/1988

FINRA

Nasdaq Stock Market

Current Firm

HOVDE GROUP, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

HOVDE GROUP, LLC

TRUST BUT VERIFY

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