James C. Hill
Professional summary
James Chappelle Hill JR, who also goes by James Chapelle Hill Jr, Jim Chapelle Hill, Jimmy Chapelle Hill, is a registered financial professional currently at LEVEL FOUR FINANCIAL, LLC located in Raleigh, North Carolina.
James is registered as a RR (Registered Representative) and started their career in finance in 1967. James has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, PC, Series 000, Series 1, Series 24, Series 53, Series 9, Series 10, Series 00 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Chappelle Hill JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2022 - Present
LEVEL FOUR FINANCIAL, LLC
Office #1: 3901 Barrett Drive Suite 317, Raleigh, NC 27609March 26, 2010 - October 31, 2022
MID-ATLANTIC SECURITIES, INC.
September 15, 1999 - March 26, 2010
DAVENPORT & COMPANY LLC
May 5, 1999 - September 20, 1999
SCOTT & STRINGFELLOW, LLC
September 15, 1994 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
April 6, 1988 - October 6, 1994
FIRST UNION CAPITAL MARKETS CORP.
February 24, 1988 - March 26, 1988
THOMSON MCKINNON SECURITIES INC.
March 18, 1980 - February 24, 1988
CAROLINA SECURITIES CORPORATION
May 25, 1967 - March 15, 1980
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2022)
(10/14/2022)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 8/18/1977
AMEX Put and Call ExamSeries 000
Date: 2/11/1964
General Securities Principal ExaminationSeries 1
Date: 12/19/1961
Registered Representative ExaminationSeries 00
Date: 3/1/1973
General Securities Principal ExaminationSeries 12
Date: 1/27/1969
NYSE Branch Manager ExaminationFINRA
Current Firm
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700 / SEC#: 801-65811, 8-41965
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700Raleigh, NC 27609TRUST BUT VERIFY
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