Kevin M. Leigh

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CRD#: 2457494

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin M Leigh, who also goes by Kevin Michael Leibowitz, Kevin Michael Leigh, Kevin M Leigh, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1994. Kevin had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 55, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin Michael Leibowitz | Kevin Michael Leigh | Kevin M Leigh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Polaris FOS LLC: not investment related / Bala Cynwyd, PA / professional services company / President / June 2024 / 100 hours month / 5 hours during trading Independent Trustee: not investment related / Philadelphia, PA / January 2018 / 10 hours month / 0.5 hours during trading

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 24, 2024 - May 7, 2025

NORTHSTAR FINANCIAL COMPANIES, INC.

RIA

CRD#: 119396

CONSHOHOCKEN, PA

Past

November 30, 2022 - May 31, 2024

GIRARD INVESTMENT SERVICES, LLC

CRD#: 1834

King of Prussia, PA

Past

December 15, 2021 - May 31, 2024

GIRARD PARTNERS LTD.

RIA

CRD#: 39163

Philadelphia, PA

Past

June 30, 2018 - February 18, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

Philadelphia, PA

Past

October 28, 2009 - May 28, 2013

GRIFFIN FINANCIAL GROUP, LLC

CRD#: 119004

KING OF PRUSSIA, PA

Past

October 14, 2003 - October 5, 2009

THE KEYSTONE EQUITIES GROUP, L.P.

CRD#: 127529

OAKS, PA

Past

April 28, 2003 - June 16, 2003

AVIOR CAPITAL, LLC

CRD#: 44732

SAN DIEGO, CA

Past

July 30, 1999 - April 15, 2003

EMERGING GROWTH EQUITIES, LTD.

CRD#: 47040

BRYN MAWR, PA

Past

October 26, 1998 - September 7, 1999

BOENNING & SCATTERGOOD, INC.

CRD#: 100

WEST CONSHOHOCKEN, PA

Past

December 6, 1994 - November 2, 1998

INVESTEC INC.

CRD#: 18553

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHSTAR FINANCIAL COMPANIES, INC.

CRD#: 119396 / SEC#: 801-115004

RIA

Registered Investment Advisory firm - (4/12/2019 Approved)

Colorado

Registered Investment Advisory firm - (4/24/2019 Terminated)

Connecticut

Registered Investment Advisory firm - (4/23/2019 Terminated)

Delaware

Registered Investment Advisory firm - (12/31/2005 Terminated)

Florida

Registered Investment Advisory firm - (4/22/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/22/2019 Terminated)

New Hampshire

Registered Investment Advisory firm - (5/15/2019 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/22/2019 Terminated)

Rhode Island

Registered Investment Advisory firm - (4/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/22/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/7/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/30/2018

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 12/4/1998

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 24

Date: 8/12/1999

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 2/8/1999

Municipal Securities Principal Examination

Current Firm

NORTHSTAR FINANCIAL COMPANIES, INC.

CRD#: 119396 / SEC#: 801-115004

RIA

Registered Investment Advisory firm - (4/12/2019 Approved)

Colorado

Registered Investment Advisory firm - (4/24/2019 Terminated)

Connecticut

Registered Investment Advisory firm - (4/23/2019 Terminated)

Delaware

Registered Investment Advisory firm - (12/31/2005 Terminated)

Florida

Registered Investment Advisory firm - (4/22/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/22/2019 Terminated)

New Hampshire

Registered Investment Advisory firm - (5/15/2019 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/22/2019 Terminated)

Rhode Island

Registered Investment Advisory firm - (4/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/22/2019 Terminated)

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Contact information

Main Address

1201 E. Hector St, Conshohocken, PA 19428

Mailing Address

Phone number

(610) 629-6100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (3/13/2025)

NORTHSTAR NEW PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	1,303
AUM (Assets Under Management)	$ 443,347,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin M. Leigh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GIRARD INVESTMENT SERVICES, LLC

GIRARD PARTNERS LTD.

J.P. MORGAN SECURITIES LLC

GRIFFIN FINANCIAL GROUP, LLC

THE KEYSTONE EQUITIES GROUP, L.P.

AVIOR CAPITAL, LLC

EMERGING GROWTH EQUITIES, LTD.

BOENNING & SCATTERGOOD, INC.

INVESTEC INC.

Primary Firm SEC Registration

NORTHSTAR FINANCIAL COMPANIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/2021

Series 63

Date: 7/7/2018

SIE

Date: 10/1/2018

Series 7

Date: 6/30/2018

Series 55

Date: 12/4/1998

Series 24

Date: 8/12/1999

Series 53

Date: 2/8/1999

Current Firm

NORTHSTAR FINANCIAL COMPANIES, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHSTAR FINANCIAL COMPANIES, INC.

TRUST BUT VERIFY

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