Kimberly D. Lapointe
Professional summary
Kimberly Dipaola Lapointe, who also goes by Kimberly Ann Dipaola, Kimberly Ann Lapointe, Kimberly D Lapointe, is a registered financial professional currently at MACQUARIE CAPITAL (USA) INC. located in New York, New York.
Kimberly is registered as a RR (Registered Representative) and started their career in finance in 1996. Kimberly has worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kimberly Dipaola Lapointe's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2025 - Present
MACQUARIE CAPITAL (USA) INC.
Office #1: 660 5th Ave, New York, NY 10103March 12, 2024 - October 27, 2025
DELAWARE DISTRIBUTORS, L.P.
February 16, 2023 - December 25, 2023
COHEN & STEERS SECURITIES, LLC
May 8, 2006 - March 25, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
February 7, 2005 - September 26, 2005
JPMORGAN ASSET MANAGEMENT
January 1, 2005 - September 26, 2005
JPMORGAN DISTRIBUTION SERVICES, INC.
June 15, 2001 - January 1, 2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
May 1, 2001 - June 15, 2001
J.P. MORGAN SECURITIES INC.
March 21, 2001 - May 1, 2001
JPMSI
February 27, 1996 - June 6, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
MACQUARIE CAPITAL (USA) INC.
CRD#: 36368 / SEC#: , 8-47198
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACQUARIE HOLDINGS (USA) INC. | SHAREHOLDER | |
| BACHTELER, TOBIAS | CO-CHIEF EXECUTIVE OFFICER | 4945558 |
| CHAN, PAULINA M | CHIEF COMPLIANCE OFFICER | 3211559 |
| CONAHAN, JAMES S | CHIEF FINANCIAL OFFICER/FINOP | 2538695 |
| DE FREITAS, CARLOS A | CHIEF OPERATING OFFICER | 4812920 |
| FULTON, JANEEN KAY | AML OFFICER | 3066508 |
| VALENTINE, ROBERT GEOFFREY | DIRECTOR | 5633577 |
| VUOLO, JEREMY MURPHY | CO-CHIEF EXECUTIVE OFFICER | 2798378 |
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
