Gerald L. Buhr
Professional summary
Gerald Lee Buhr, who also goes by Jerry Buhr, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Oelwein, Iowa and CETERA INVESTMENT SERVICES LLC located in Oelwein, Iowa.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Gerald has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gerald Lee Buhr's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2014 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7 E Charles Street, Oelwein, IA 50662January 31, 2002 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 7 E Charles Street, Oelwein, IA 50662February 19, 2002 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
November 20, 1997 - January 31, 2002
BANCNORTH INVESTMENT GROUP, INC.
August 20, 1997 - August 25, 1997
MARQUETTE FINANCIAL GROUP, INC.
April 18, 1994 - August 20, 1997
CETERA INVESTMENT SERVICES LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/12/2023)
(2/1/2002)
(1/31/2002)
(1/31/2002)
(1/31/2002)
(1/31/2002)
(1/31/2002)
(1/31/2002)
(1/21/2014)
(6/17/2016)
(6/24/2022)
(1/31/2002)
(1/3/2023)
(1/31/2002)
(9/27/2002)
(10/16/2013)
(3/5/2025)
(1/31/2002)
(8/29/2002)
(4/14/2026)
(1/31/2002)
(1/12/2023)
(5/27/2020)
(2/25/2022)
(5/20/2020)
(1/31/2002)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
