Colin F. Johnson
Professional summary
Colin Francis Johnson, who also goes by Colin F Johnson, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Colin is registered as a RR (Registered Representative) and started their career in finance in 1994. Colin has worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colin Francis Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 21, 2022 - January 6, 2023
STATE FARM VP MANAGEMENT CORP.
October 4, 2016 - July 17, 2020
ALLSTATE FINANCIAL SERVICES, LLC
August 30, 2012 - May 4, 2016
STIRA CAPITAL MARKETS GROUP, LLC
January 10, 2012 - February 7, 2012
TOUCHSTONE SECURITIES, INC.
January 3, 2012 - February 7, 2012
TOUCHSTONE ADVISORS INC
September 19, 2010 - December 1, 2010
DIRECTED SERVICES LLC
July 8, 2010 - December 1, 2010
DIRECTED SERVICES LLC
February 11, 1997 - June 21, 2010
PACIFIC SELECT DISTRIBUTORS, LLC
August 1, 1995 - December 31, 1996
CUNA BROKERAGE SERVICES, INC.
March 8, 1994 - August 23, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 8, 1994 - August 23, 1995
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2023)
Exams
Series 7TO
Date: 3/20/2024
General Securities Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
